GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

45 hedge funds and large institutions have $22.1M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.4M
2
MC
2
Matisse Capital
Oregon
$1.93M
3
Bank of America
3
Bank of America
North Carolina
$1.84M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$638K
5
CA
5
Cornerstone Advisors
North Carolina
$883K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
Citigroup
2
Citigroup
New York
$346K
3
RCM
3
Rivernorth Capital Management
Florida
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$0
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$636K
Name Market Value Shares Shares
Change 		Shares
Change %
SFS
26
Sowell Financial Services
Arkansas
$6K 533 +533 New
PMFA
27
Plante Moran Financial Advisors
Michigan
$5K 500 – –
SPIA
28
Steward Partners Investment Advisory
New York
$5K 532 +532 New
AG
29
Advisor Group
Arizona
$4K 390 – –
IWM
30
IHT Wealth Management
Illinois
$4K 378 +378 New
US Bancorp
31
US Bancorp
Minnesota
$3K 250 – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$3K 256 +200 +357%
MFS
33
MSI Financial Services
Massachusetts
$2K 210 – –
WTC
34
WhitTier Trust Company
Nevada
$2K 150 – –
Creative Planning
35
Creative Planning
Kansas
$1K 100 -150 -60%
FWM
36
Focused Wealth Management
New York
$1K 67 – –
GWM
37
Geneos Wealth Management
Colorado
$1K 171 – –
VWM
38
Valley Wealth Managers
New Jersey
$1K 100 – –
SFG
39
SevenBridge Financial Group
Pennsylvania
$1K 75 +75 New
BIM
40
BlackRock Investment Management
Delaware
$1K 100 +100 New
AA
41
Ancora Advisors
Ohio
$1K 100 +100 New
MWM
42
Mascoma Wealth Management
New Hampshire
$1K 140 +140 New
SFS
43
Shaker Financial Services
Virginia
– – -63,403 Closed
RCM
44
Rivernorth Capital Management
Florida
– – -33,117 Closed
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
– – -20,940 Closed
TIM
46
Tortoise Investment Management
New York
– – -30 Closed
DADC
47
D.A. Davidson & Co
Montana
$0 50 – –
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$0 33 – –
BIG
49
Bellwether Investment Group
Tennessee
$0 23 +23 New
1
2