GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

49 hedge funds and large institutions have $20.3M invested in Gabelli Global Small and Mid-Cap Value Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$1.13M
2
SFS
2
Shaker Financial Services
Virginia
$361K
3
CA
3
Cornerstone Advisors
North Carolina
$438K
4
LCM
4
Landscape Capital Management
New Jersey
$1.24M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$478K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.54M
2
LPL Financial
2
LPL Financial
California
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$1.17M
4
UBS Group
4
UBS Group
Switzerland
$185K
5
Bank of America
5
Bank of America
North Carolina
$1.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
26
Advisory Services Network
Georgia
$45K +$45K +4,294 New
WRM
27
Westport Resources Management
Connecticut
$35K -$3.11K -300 -8%
TRCT
28
Tower Research Capital (TRC)
New York
$8K +$5.77K +524 +259%
IA
29
IFP Advisors
Florida
$8K +$7.36K +747 +1,149%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$7K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$5K -$257 -26 -5%
PMFA
32
Plante Moran Financial Advisors
Michigan
$5K – – –
NSIM
33
North Star Investment Management
Illinois
$4K – – –
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$4K +$759 +60 +23%
AG
35
Advisor Group
Arizona
$4K +$4K +390 New
US Bancorp
36
US Bancorp
Minnesota
$3K – – –
Creative Planning
37
Creative Planning
Kansas
$3K – – –
MFS
38
MSI Financial Services
Massachusetts
$2K -$1.47K -176 -42%
WTC
39
WhitTier Trust Company
Nevada
$2K – – –
MPWT
40
MassMutual Private Wealth & Trust
Connecticut
$1.23K +$1.23K +118 New
DADC
41
D.A. Davidson & Co
Montana
$1K – – –
FWM
42
Focused Wealth Management
New York
$1K – – –
GWM
43
Geneos Wealth Management
Colorado
$1K – – –
TIM
44
Tortoise Investment Management
New York
$1K +$1K +60 New
SFG
45
SevenBridge Financial Group
Pennsylvania
$1K +$1K +75 New
VWM
46
Valley Wealth Managers
New Jersey
$1K +$1K +100 New
BIG
47
Bellwether Investment Group
Tennessee
$1K +$1K +121 New
LPL Financial
48
LPL Financial
California
– -$135K -13,096 Closed
AIG
49
American International Group
New York
– -$6K -590 Closed
BBHC
50
Brown Brothers Harriman & Co
New York
– -$4K -400 Closed
1
2
3