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GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

46 hedge funds and large institutions have $15.6M invested in Gabelli Global Small and Mid-Cap Value Trust in 2015 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $13M → $15.6M (+$2.53M)

2.71% more ownership

Funds ownership: 15.09% → 17.8% (+2.7%)

4% less funds holding

Funds holding: 48 → 46 (-2)

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FIMG
Financial & Investment Management Group
Michigan
+$745K
2
Morgan Stanley
Morgan Stanley
New York
+$616K
3
RJA
Raymond James & Associates
Florida
+$450K
4
WAM
Wolverine Asset Management
Illinois
+$447K
5
Bank of America
Bank of America
North Carolina
+$383K

Top Sellers

Rank Fund Capital Flow
1
VKH
Virtu KCG Holdings
New York
-$294K
2
UR
USCA RIA
Texas
-$181K
3
LPL Financial
LPL Financial
California
-$91.2K
4
Invesco
Invesco
Georgia
-$85.1K
5
Wells Fargo
Wells Fargo
California
-$51.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$8.57K – – –
Citigroup
27
Citigroup
New York
$7K -$3.37K -323 -32%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$7K – – –
PMFA
29
Plante Moran Financial Advisors
Michigan
$5K – – –
BBHC
30
Brown Brothers Harriman & Co
New York
$4K – – –
US Bancorp
31
US Bancorp
Minnesota
$3K -$10.4K -1,000 -80%
Creative Planning
32
Creative Planning
Kansas
$3K – – –
MFS
33
MSI Financial Services
Massachusetts
$3K +$449 +43 +21%
WTC
34
WhitTier Trust Company
Nevada
$2K – – –
DADC
35
D.A. Davidson & Co
Montana
$1K -$7.06K -676 -80%
FNBT
36
FineMark National Bank & Trust
Florida
$1K – – –
FWM
37
Focused Wealth Management
New York
$1K – – –
MSFP
38
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
EWM
39
Edge Wealth Management
New York
$1K +$209 +20 New
VKH
40
Virtu KCG Holdings
New York
– -$294K -28,168 Closed
BRWA
41
B. Riley Wealth Advisors
Florida
– -$3 -303 Closed
NPC
42
National Planning Corporation
California
– -$1.39K -135 Closed
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
– -$1K -100 Closed
MPWT
44
MassMutual Private Wealth & Trust
Connecticut
– -$1.04K -100 Closed
M
45
MOTCO
Texas
– -$1K -81 Closed
PFG
46
Piershale Financial Group
Illinois
– -$1K -78 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$532 -51 -68%
GWM
48
Gupta Wealth Management
California
– +$177 +17 New
TWMP
49
Taylor Wealth Management Partners
Massachusetts
– +$491 +47 New
IWMPD
50
Integrated Wealth Management (Palm Desert)
California
– +$522 +50 New
1
2

GGZ Hedge Fund Activity: Q1 2015 in Review

46 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Gabelli Global Small and Mid-Cap Value Trust (GGZ) for Q1 2015, worth a combined $15.6M — up 19% from $13M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GGZ and 7 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 10 added.

The largest buyer was Financial & Investment Management Group, opening a new position worth an estimated $745K. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $294K sold.

  • 46 institutional investors held Gabelli Global Small and Mid-Cap Value Trust (GGZ) as of Q1 2015, down from 48 in Q4 2014.
  • Funds reported $15.6M of Gabelli Global Small and Mid-Cap Value Trust stock for Q1 2015, up 19% quarter-over-quarter.
  • 7 funds opened new Gabelli Global Small and Mid-Cap Value Trust positions in Q1 2015 and 8 closed out, a net change of -1 holder.
  • The largest Gabelli Global Small and Mid-Cap Value Trust buyer in Q1 2015 was Financial & Investment Management Group, an estimated $745K added.
  • The largest Gabelli Global Small and Mid-Cap Value Trust seller in Q1 2015 was Virtu KCG Holdings, an estimated $294K sold.

Based on aggregated 13F filings for Q1 2015.