GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

48 hedge funds and large institutions have $13M invested in Gabelli Global Small and Mid-Cap Value Trust in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 12 closing their positions.

Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
11
Reduced
12
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.12M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.84M
3
RJA
3
Raymond James & Associates
Florida
$795K
4
UR
4
USCA RIA
Texas
$424K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$336K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$0
2
FIMG
2
Financial & Investment Management Group
Michigan
$0
3
Wells Fargo
3
Wells Fargo
California
$364K
4
DA
4
Doliver Advisors
Texas
$0
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
26
American International Group
New York
$8.45K -$7.41K -710 -47%
DADC
27
D.A. Davidson & Co
Montana
$8K +$471 +50 +6%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$7K – – –
PMFA
29
Plante Moran Financial Advisors
Michigan
$5K – – –
BBHC
30
Brown Brothers Harriman & Co
New York
$4K – – –
Creative Planning
31
Creative Planning
Kansas
$3K -$660 -66 -18%
MFS
32
MSI Financial Services
Massachusetts
$2K – – –
WTC
33
WhitTier Trust Company
Nevada
$2K – – –
NPC
34
National Planning Corporation
California
$1.39K +$1.39K +135 New
MPWT
35
MassMutual Private Wealth & Trust
Connecticut
$1.04K – – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$1K -$700 -70 -41%
FNBT
37
FineMark National Bank & Trust
Florida
$1K – – –
MSFP
38
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
FWM
39
Focused Wealth Management
New York
$1K +$1K +67 New
TRCT
40
Tower Research Capital (TRC)
New York
$1K +$1K +75 New
PFG
41
Piershale Financial Group
Illinois
$1K +$1K +78 New
M
42
MOTCO
Texas
$1K +$1K +81 New
BRWA
43
B. Riley Wealth Advisors
Florida
$3 +$3 +303 New
KIM
44
Karpus Investment Management
New York
– -$4.05M -395,511 Closed
FIMG
45
Financial & Investment Management Group
Michigan
– -$747K -72,981 Closed
DA
46
Doliver Advisors
Texas
– -$162K -15,788 Closed
SFS
47
Shaker Financial Services
Virginia
– -$135K -13,218 Closed
WAM
48
Wolverine Asset Management
Illinois
– -$64K -6,343 Closed
Ameriprise
49
Ameriprise
Minnesota
– -$18K -1,779 Closed
BAM
50
Barrett Asset Management
New York
– -$5K -490 Closed
1
2
3