GGZ

Gabelli Global Small and Mid-Cap Value Trust
GGZ

Overview Fund Activity

51 hedge funds and large institutions have $15.4M invested in Gabelli Global Small and Mid-Cap Value Trust in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 13 closing their positions.

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$4.05M
2
FIMG
2
Financial & Investment Management Group
Michigan
$747K
3
LCM
3
Landscape Capital Management
New Jersey
$188K
4
VFS
4
VSR Financial Services
Kansas
$498K
5
VKH
5
Virtu KCG Holdings
New York
$181K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$0
2
Wells Fargo
2
Wells Fargo
California
$607K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$158K
4
PWP
4
Private Wealth Partners
California
$0
5
Bank of America
5
Bank of America
North Carolina
$432K
Name Market Value Shares Shares
Change 		Shares
Change %
Ameriprise
26
Ameriprise
Minnesota
$18K 1,779 -368 -17%
AIG
27
American International Group
New York
$15.5K 1,520 +470 +45%
US Bancorp
28
US Bancorp
Minnesota
$13K 1,340 +90 +7%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$9K 865 +411 +91%
DADC
30
D.A. Davidson & Co
Montana
$8K 800 – –
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$7K 700 – –
BAM
32
Barrett Asset Management
New York
$5K 490 +390 +390%
PMFA
33
Plante Moran Financial Advisors
Michigan
$5K 500 +500 New
Creative Planning
34
Creative Planning
Kansas
$4K 366 -200 -35%
BBHC
35
Brown Brothers Harriman & Co
New York
$4K 400 – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$2K 170 -66 -28%
MFS
37
MSI Financial Services
Massachusetts
$2K 204 -20 -9%
PTC
38
Private Trust Company
Ohio
$2K 169 – –
WTC
39
WhitTier Trust Company
Nevada
$2K 150 +150 New
MPWT
40
MassMutual Private Wealth & Trust
Connecticut
$1.02K 100 +100 New
FNBT
41
FineMark National Bank & Trust
Florida
$1K 50 -2,123 -98%
CTC
42
Central Trust Company
Missouri
$1K 30 – –
EWM
43
Elite Wealth Management
Washington
$1K 84 – –
Citigroup
44
Citigroup
New York
$1K 125 – –
MSFP
45
Mark Sheptoff Financial Planning
Connecticut
$1K 70 +70 New
Cohen & Steers
46
Cohen & Steers
New York
– – -92,467 Closed
PWP
47
Private Wealth Partners
California
– – -40,925 Closed
JWM
48
Jacobus Wealth Management
Wisconsin
– – -34,291 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
– – -665 Closed
EWM
50
Edge Wealth Management
New York
– – -320 Closed
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