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Gladstone Investment Corp
GAIN

92 hedge funds and large institutions have $63.5M invested in Gladstone Investment Corp in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

123% more call options, than puts

Call options by funds: $2.03M | Put options by funds: $913K

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

23% more capital invested

Capital invested by funds: $51.7M → $63.5M (+$11.8M)

23% more funds holding

Funds holding: 75 → 92 (+17)

1.27% more ownership

Funds ownership: 11.96% → 13.23% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
92
Holders Change
+17
Holders Change %
+22.67%
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
25
Increased
32
Reduced
19
Closed
8
Calls
$2.03M
Puts
$913K
Net Calls
+$1.12M
Net Calls Change
+$803K

Top Buyers

Rank Fund Capital Flow
1
Marshall Wace
Marshall Wace
United Kingdom
+$1.87M
2
Two Sigma Investments
Two Sigma Investments
New York
+$1.81M
3
Morgan Stanley
Morgan Stanley
New York
+$1.54M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.36M
5
VanEck Associates
VanEck Associates
New York
+$813K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$2.34M
2
Squarepoint
Squarepoint
New York
-$888K
3
AAM
Advisors Asset Management
Colorado
-$853K
4
Tudor Investment Corp
Tudor Investment Corp
Connecticut
-$753K
5
Citadel Advisors
Citadel Advisors
Florida
-$532K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
76
Cape Investment Advisory
Georgia
$10.6K +$10.3K +749 New
PK
77
Pflug Koory
Nebraska
$9.55K – – –
TRCT
78
Tower Research Capital (TRC)
New York
$9.37K +$9.14K +662 New
CFD
79
Creative Financial Designs
Indiana
$8.49K – – –
Citigroup
80
Citigroup
New York
$8.38K +$4.46K +323 +120%
FDCDDQ
81
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.08K – – –
PA
82
Parallel Advisors
California
$6.75K +$2.98K +216 +83%
Nomura Asset Management
83
Nomura Asset Management
Japan
$4.92K – – –
LFG
84
Larson Financial Group
Missouri
$2.86K – – –
HCM
85
Highlander Capital Management
New Jersey
$2.83K +$2.76K +200 New
IGWM
86
ICA Group Wealth Management
Colorado
$2.83K +$2.76K +200 New
VNA
87
Valley National Advisers
Pennsylvania
$2K – – –
CFGS
88
Concourse Financial Group Securities
Alabama
$1.42K – – –
IFAM
89
Institutional & Family Asset Management
Colorado
$1.05K +$83 +6 +9%
HI
90
Harbour Investments
Wisconsin
$142 – – –
DFA
91
DHJJ Financial Advisors
Illinois
$71 – – –
Fidelity Investments
92
Fidelity Investments
Massachusetts
$28 +$28 +2 New
Squarepoint
93
Squarepoint
New York
– -$888K -69,673 Closed
Tudor Investment Corp
94
Tudor Investment Corp
Connecticut
– -$753K -59,096 Closed
BAM
95
Belpointe Asset Management
Nevada
– -$516K -40,507 Closed
SSA
96
Schonfeld Strategic Advisors
New York
– -$490K -38,500 Closed
Northern Trust
97
Northern Trust
Illinois
– -$160K -12,544 Closed
Lazard Asset Management
98
Lazard Asset Management
New York
– -$38K -2,987 Closed
DF
99
DecisionPoint Financial
Arizona
– -$3.95K -310 Closed
ACM
100
Aquatic Capital Management
Illinois
– -$3K -200 Closed
1 2 3
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GAIN Hedge Fund Activity: Q4 2023 in Review

92 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2023, worth a combined $63.5M — up 23% from $51.7M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new GAIN positions and 8 closed out — a net gain of 17 holders — while 32 added to existing stakes and 19 trimmed.

The largest buyer was Marshall Wace, adding an estimated $1.87M. The largest seller was Osaic Holdings, cutting an estimated $2.34M.

  • 92 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2023, up from 75 in Q3 2023.
  • Funds reported $63.5M of Gladstone Investment Corp stock for Q4 2023, up 23% quarter-over-quarter.
  • 25 funds opened new Gladstone Investment Corp positions in Q4 2023 and 8 closed out, a net change of +17 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2023 was Marshall Wace, an estimated $1.87M added.
  • The largest Gladstone Investment Corp seller in Q4 2023 was Osaic Holdings, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2023.