Gladstone Investment Corp
GAIN
77 hedge funds and large institutions have $49.6M invested in Gladstone Investment Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 13 closing their positions.
542% more call options, than puts
Call options by funds: $1.25M | Put options by funds: $194K
9% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 23
0.82% more ownership
Funds ownership: 11.51% → 12.33% (+0.82%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
5% less funds holding
Funds holding: 81 → 77 (-4)
6% less capital invested
Capital invested by funds: $52.8M → $49.6M (-$3.22M)
31% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 13
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$1.48M |
| 2 |
Millennium Management
New York
|
+$767K |
| 3 |
CAM
Concorde Asset Management
Ann Arbor,
Michigan
|
+$707K |
| 4 |
Marshall Wace
London,
United Kingdom
|
+$623K |
| 5 |
LPL Financial
San Diego,
California
|
+$615K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VanEck Associates
New York
|
-$554K |
| 2 |
Two Sigma Advisers
New York
|
-$493K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$311K |
| 4 |
Two Sigma Investments
New York
|
-$303K |
| 5 |
Jane Street
New York
|
-$206K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$143K | -10,128 | Closed |
|
77
Simplex Trading
Chicago,
Illinois
| – | -$67.8K | -4,712 | -100% |
|
78
BNP Paribas Financial Markets
Paris,
France
| – | -$47.9K | -3,399 | Closed |
|
|
PFS
79
Prospera Financial Services
Dallas,
Texas
| – | -$11K | -800 | Closed |
|
|
PFGIA
80
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| – | -$7K | -500 | Closed |
|
|
SCA
81
Stonebridge Capital Advisors
St Paul,
Minnesota
| – | -$7K | -488 | Closed |
|
|
PA
82
Parallel Advisors
San Francisco,
California
| – | -$2.54K | -177 | Closed |
|
83
Citigroup
New York
| – | -$2K | -166 | Closed |
|
|
BCMIO
84
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
| – | -$1K | -100 | Closed |
|
|
CWM
85
Curi Wealth Management
Raleigh,
North Carolina
| – | -$1K | -100 | Closed |
|
|
LC
86
Lindbrook Capital
Calabasas,
California
| – | -$1.26K | -88 | Closed |
|
GAIN Hedge Fund Activity: Q3 2022 in Review
77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2022, worth a combined $49.6M — down 6.1% from $52.8M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of GAIN and 9 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 25 added.
The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.48M. The largest seller was VanEck Associates, cutting an estimated $554K.
- 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2022, down from 81 in Q2 2022.
- Funds reported $49.6M of Gladstone Investment Corp stock for Q3 2022, down 6.1% quarter-over-quarter.
- 9 funds opened new Gladstone Investment Corp positions in Q3 2022 and 13 closed out, a net change of -4 holders.
- The largest Gladstone Investment Corp buyer in Q3 2022 was Baird Financial Group, an estimated $1.48M added.
- The largest Gladstone Investment Corp seller in Q3 2022 was VanEck Associates, an estimated $554K sold.
Based on aggregated 13F filings for Q3 2022.