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Gladstone Investment Corp
GAIN

69 hedge funds and large institutions have $44M invested in Gladstone Investment Corp in 2020 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $40.3M → $44M (+$3.73M)

4% more call options, than puts

Call options by funds: $562K | Put options by funds: $541K

2.42% less ownership

Funds ownership: 15.41% → 12.99% (-2.4%)

9% less funds holding

Funds holding: 76 → 69 (-7)

29% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 24

32% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 22

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
69
Holders Change
-7
Holders Change %
-9.21%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
17
Reduced
24
Closed
22
Calls
$562K
Puts
$541K
Net Calls
+$21K
Net Calls Change
+$145K

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$881K
2
Morgan Stanley
Morgan Stanley
New York
+$431K
3
ECM
ExodusPoint Capital Management
New York
+$410K
4
Legal & General Group
Legal & General Group
United Kingdom
+$341K
5
VanEck Associates
VanEck Associates
New York
+$332K

Top Sellers

Rank Fund Capital Flow
1
Marshall Wace
Marshall Wace
United Kingdom
-$2.09M
2
VEA
Virtus ETF Advisers
New York
-$1.49M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.4M
4
APW
Aurora Private Wealth
New Jersey
-$1.16M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$880K
Name Holding Trade Value Shares
Change 		Change in
Stake
OR
76
Olympiad Research
Connecticut
– -$129K -16,429 Closed
LI
77
Leap Investments
Illinois
– -$114K -14,500 Closed
SSA
78
Schonfeld Strategic Advisors
New York
– -$100K -12,800 Closed
Millennium Management
79
Millennium Management
New York
– -$92K -11,762 Closed
Jane Street
80
Jane Street
New York
– -$92K -11,715 Closed
Victory Capital Management
81
Victory Capital Management
Texas
– -$90K -11,450 Closed
ASN
82
Advisory Services Network
Georgia
– -$46K -5,899 Closed
FGAM
83
Financial Gravity Asset Management
Texas
– -$39 -4,849 Closed
WAP
84
Wealthcare Advisory Partners
Pennsylvania
– -$34K -4,300 Closed
Lazard Asset Management
85
Lazard Asset Management
New York
– -$29K -3,717 Closed
TRCT
86
Tower Research Capital (TRC)
New York
– -$16K -2,096 Closed
AIC
87
Ameritas Investment Company
Nebraska
– -$14K -1,832 Closed
US Bancorp
88
US Bancorp
Minnesota
– -$8K -1,028 Closed
HGWM
89
Harvest Group Wealth Management
Massachusetts
– -$1K -175 Closed
1 2 3
4

GAIN Hedge Fund Activity: Q2 2020 in Review

69 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2020, worth a combined $44M — up 9.2% from $40.3M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of GAIN and 15 opened new positions — a net loss of 7 holders — while 24 trimmed existing stakes and 17 added.

The largest buyer was LPL Financial, opening a new position worth an estimated $881K. The largest seller was Marshall Wace, cutting an estimated $2.09M.

  • 69 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2020, down from 76 in Q1 2020.
  • Funds reported $44M of Gladstone Investment Corp stock for Q2 2020, up 9.2% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q2 2020 and 22 closed out, a net change of -7 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2020 was LPL Financial, an estimated $881K added.
  • The largest Gladstone Investment Corp seller in Q2 2020 was Marshall Wace, an estimated $2.09M sold.

Based on aggregated 13F filings for Q2 2020.