We are live on ! Find out more
GAIN icon

Gladstone Investment Corp
GAIN

76 hedge funds and large institutions have $65.2M invested in Gladstone Investment Corp in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

361% more call options, than puts

Call options by funds: $2.05M | Put options by funds: $445K

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

9% more funds holding

Funds holding: 70 → 76 (+6)

0.31% more ownership

Funds ownership: 11.86% → 12.16% (+0.31%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3% less capital invested

Capital invested by funds: $67.2M → $65.2M (-$2.05M)

4% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 24

Holders
76
Holders Change
+6
Holders Change %
+8.57%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
23
Reduced
24
Closed
4
Calls
$2.05M
Puts
$445K
Net Calls
+$1.61M
Net Calls Change
+$1.05M

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$4.45M
2
AAM
Advisors Asset Management
Colorado
+$253K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$203K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$182K
5
SBIA
Sheaff Brock Investment Advisors
Indiana
+$178K

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$976K
2
Invesco
Invesco
Georgia
-$707K
3
Two Sigma Investments
Two Sigma Investments
New York
-$587K
4
Citadel Advisors
Citadel Advisors
Florida
-$558K
5
OF
Outfitter Financial
Maine
-$396K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
51
Antonetti Capital Management
Florida
$15K – – –
TWA
52
TCI Wealth Advisors
Arizona
$15K – – –
PFS
53
Prospera Financial Services
Texas
$13K +$12.6K +800 New
QT
54
Quantbot Technologies
New York
$12K – – –
PK
55
Pflug Koory
Nebraska
$11K – – –
S
56
SignatureFD
Georgia
$9K +$7.38K +469 +756%
FDCDDQ
57
Federation des caisses Desjardins du Quebec
Quebec, Canada
$8.06K – – –
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$8K – – –
MCC
59
Money Concepts Capital
Florida
$7K +$7.08K +450 New
PA
60
Parallel Advisors
California
$6K -$7.11K -452 -55%
JFA
61
JNBA Financial Advisors
Minnesota
$6K – – –
SWM
62
Selective Wealth Management
Virginia
$6K – – –
MAM
63
McCarthy Asset Management
California
$4K +$63 +4 +2%
Fidelity Investments
64
Fidelity Investments
Massachusetts
$4K +$3.95K +251 +25,100%
US Bancorp
65
US Bancorp
Minnesota
$3K – – –
ACM
66
Aquatic Capital Management
Illinois
$2K – – –
BWL
67
Bogart Wealth LLC
Virginia
$2K – – –
BAM
68
Byrne Asset Management
New Jersey
$2K – – –
CFGS
69
Concourse Financial Group Securities
Alabama
$2K – – –
VNA
70
Valley National Advisers
Pennsylvania
$2K – – –
WWM
71
Wolff Wiese Magana
California
$2K +$31 +2 +2%
Citigroup
72
Citigroup
New York
$2K +$1.98K +126 New
IFAM
73
Institutional & Family Asset Management
Colorado
$1K +$16 +1 +2%
AF
74
Allworth Financial
California
$1K +$613 +39 New
Invesco
75
Invesco
Georgia
– -$707K -41,374 Closed
1 2
3
4

GAIN Hedge Fund Activity: Q1 2022 in Review

76 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2022, worth a combined $65.2M — down 3% from $67.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GAIN positions and 4 closed out — a net gain of 7 holders — while 23 added to existing stakes and 24 trimmed.

The largest buyer was VanEck Associates, adding an estimated $4.45M. The largest seller was BlackRock, cutting an estimated $976K.

  • 76 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2022, up from 70 in Q4 2021.
  • Funds reported $65.2M of Gladstone Investment Corp stock for Q1 2022, down 3% quarter-over-quarter.
  • 11 funds opened new Gladstone Investment Corp positions in Q1 2022 and 4 closed out, a net change of +7 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2022 was VanEck Associates, an estimated $4.45M added.
  • The largest Gladstone Investment Corp seller in Q1 2022 was BlackRock, an estimated $976K sold.

Based on aggregated 13F filings for Q1 2022.