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Gladstone Investment Corp
GAIN

Overview Fund Activity

72 hedge funds and large institutions have $59.6M invested in Gladstone Investment Corp in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 10 closing their positions.

Holders
72
Holders Change
–
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
22
Reduced
25
Closed
10
Calls
$977K
Puts
$291K
Net Calls
+$686K
Net Calls Change
+$299K

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$2.59M
2
CAM
2
Concorde Asset Management
Michigan
$1.19M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.63M
4
AAM
4
Advisors Asset Management
Colorado
$3.83M
5
BlackRock
5
BlackRock
New York
$3.4M

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
SFI
2
Susquehanna Fundamental Investments
Pennsylvania
$501K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$0
4
VanEck Associates
4
VanEck Associates
New York
$6.94M
5
Mirae Asset Global Investments
5
Mirae Asset Global Investments
South Korea
$157K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWC
51
Carolinas Wealth Consulting
North Carolina
$57K – – –
Bank of America
52
Bank of America
North Carolina
$45K -$3.7K -265 -8%
SIM
53
Sonora Investment Management
Arizona
$32K -$2.78K -200 -8%
JPMorgan Chase & Co
54
JPMorgan Chase & Co
New York
$31K +$16.9K +1,200 +120%
FIA
55
FNY Investment Advisers
New York
$20K +$20K +1,500 New
HI
56
Harbour Investments
Wisconsin
$14K – – –
TRCT
57
Tower Research Capital (TRC)
New York
$13K +$13K +929 New
ACM
58
Antonetti Capital Management
Florida
$13K +$13K +950 New
HF
59
Halpern Financial
Virginia
$11.6K +$11.6K +837 New
PK
60
Pflug Koory
Nebraska
$9K – – –
PA
61
Parallel Advisors
California
$9K +$5.93K +435 +193%
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$7K – – –
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.94K – – –
SWM
64
Selective Wealth Management
Virginia
$5K – – –
US Bancorp
65
US Bancorp
Minnesota
$5K – – –
JFA
66
JNBA Financial Advisors
Minnesota
$5K +$5K +393 New
VNA
67
Valley National Advisers
Pennsylvania
$2K – – –
WWM
68
Wolff Wiese Magana
California
$2K +$37 +2 +2%
S
69
SignatureFD
Georgia
$1K -$613 -38 -38%
CFGS
70
Concourse Financial Group Securities
Alabama
$1K – – –
IFAM
71
Institutional & Family Asset Management
Colorado
$1K +$18 +1 +2%
Invesco
72
Invesco
Georgia
– -$1.18M -82,177 Closed
Arrowstreet Capital
73
Arrowstreet Capital
Massachusetts
– -$484K -33,607 Closed
CRWM
74
Castle Rock Wealth Management
California
– -$204K -13,710 Closed
Millennium Management
75
Millennium Management
New York
– -$146K -10,157 Closed
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