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Gladstone Investment Corp

72 hedge funds and large institutions have $59.6M invested in Gladstone Investment Corp in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more call options, than puts

Call options by funds: $977K | Put options by funds: $291K

1% more capital invested

Capital invested by funds: $59.2M → $59.6M (+$366K)

0.26% more ownership

Funds ownership: 12.38%12.64% (+0.26%)

0% more funds holding

Funds holding: 7272 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

12% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 25

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
22
Reduced
25
Closed
10
Calls
$977K
Puts
$291K
Net Calls
+$686K
Net Calls Change
+$299K
Name Holding Trade Value Shares
Change
Change in
Stake
CWC
51
Carolinas Wealth Consulting
North Carolina
$57K
Bank of America
52
Bank of America
North Carolina
$45K -$3.84K -265 -8%
SIM
53
Sonora Investment Management
Arizona
$32K -$2.9K -200 -8%
JP Morgan Chase
54
JP Morgan Chase
New York
$31K +$17.4K +1,200 +120%
FIA
55
FNY Investment Advisers
New York
$20K +$21.8K +1,500 New
HI
56
Harbour Investments
Wisconsin
$14K
TRCT
57
Tower Research Capital (TRC)
New York
$13K +$13.5K +929 New
ACM
58
Antonetti Capital Management
Florida
$13K +$13.8K +950 New
HF
59
Halpern Financial
Virginia
$11.6K +$12.1K +837 New
PK
60
Pflug Koory
Nebraska
$9K
PA
61
Parallel Advisors
California
$9K +$6.31K +435 +193%
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$7K
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.93K
SWM
64
Selective Wealth Management
Virginia
$5K
US Bancorp
65
US Bancorp
Minnesota
$5K
JFA
66
JNBA Financial Advisors
Minnesota
$5K +$5.7K +393 New
VNA
67
Valley National Advisers
Pennsylvania
$2K
WWM
68
Wolff Wiese Magana
California
$2K +$29 +2 +2%
S
69
SignatureFD
Georgia
$1K -$551 -38 -38%
CFGS
70
Concourse Financial Group Securities
Alabama
$1K
IFAM
71
Institutional & Family Asset Management
Colorado
$1K +$15 +1 +2%
Invesco
72
Invesco
Georgia
-$1.18M -82,177 Closed
Arrowstreet Capital
73
Arrowstreet Capital
Massachusetts
-$484K -33,607 Closed
CRWM
74
Castle Rock Wealth Management
California
-$204K -13,710 Closed
Millennium Management
75
Millennium Management
New York
-$146K -10,157 Closed

GAIN Hedge Fund Activity: Q3 2021 in Review

72 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2021, worth a combined $59.6M — up 0.62% from $59.2M a quarter earlier.

Fund positioning in GAIN was balanced in Q3 2021: 10 funds opened new positions, 10 closed out, 22 added to existing stakes and 25 trimmed.

The largest buyer was Legacy Capital Wealth Partners, opening a new position worth an estimated $1.28M. The largest seller was Invesco, exiting entirely with an estimated $1.18M sold.

  • 72 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $59.6M of Gladstone Investment Corp stock for Q3 2021, up 0.62% quarter-over-quarter.
  • 10 funds opened new Gladstone Investment Corp positions in Q3 2021 and 10 closed out, a net change of 0 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2021 was Legacy Capital Wealth Partners, an estimated $1.28M added.
  • The largest Gladstone Investment Corp seller in Q3 2021 was Invesco, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2021.