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Gladstone Investment Corp

69 hedge funds and large institutions have $44M invested in Gladstone Investment Corp in 2020 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $40.3M → $44M (+$3.73M)

4% more call options, than puts

Call options by funds: $562K | Put options by funds: $541K

2.42% less ownership

Funds ownership: 15.41%12.99% (-2.4%)

9% less funds holding

Funds holding: 7669 (-7)

29% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 24

32% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 22

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
69
Holders Change
-7
Holders Change %
-9.21%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
17
Reduced
24
Closed
22
Calls
$562K
Puts
$541K
Net Calls
+$21K
Net Calls Change
+$145K
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$51K
NSIM
52
North Star Investment Management
Illinois
$51K
PAG
53
Private Advisor Group
New Jersey
$51K +$51.3K +5,000 New
APA
54
American Portfolios Advisors
New York
$47.5K
WEC
55
Winslow Evans & Crocker
Massachusetts
$31K -$10 -1 -0%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$27K +$16.4K +1,600 +160%
Bank of America
57
Bank of America
North Carolina
$21K -$16.6K -1,620 -44%
BFEC
58
Benjamin F. Edwards & Company
Missouri
$20K +$20.5K +2,000 New
PWP
59
Principle Wealth Partners
Connecticut
$17K +$16.8K +1,640 New
FDCDDQ
60
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.4K
JP Morgan Chase
61
JP Morgan Chase
New York
$10K -$84.4K -8,221 -89%
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$5K
SWM
63
Selective Wealth Management
Virginia
$4K
CG
64
Cutler Group
California
$4K +$4.11K +400 New
VNA
65
Valley National Advisers
Pennsylvania
$2K +$1.54K +150 New
CFGS
66
Concourse Financial Group Securities
Alabama
$1K
PA
67
Parallel Advisors
California
$1K
IFAM
68
Institutional & Family Asset Management
Colorado
$1K +$21 +2 +4%
IAIM
69
International Assets Investment Management
Florida
-$643K -81,940 Closed
DCM
70
Driehaus Capital Management
Illinois
-$504K -64,205 Closed
DTL
71
Dynamic Technology Lab
Singapore
-$230K -29,313 Closed
Citadel Advisors
72
Citadel Advisors
Florida
-$299K -29,083 Closed
CSS
73
Cubist Systematic Strategies
Connecticut
-$187K -23,769 Closed
Bank of Montreal
74
Bank of Montreal
Ontario, Canada
-$151K -21,000 Closed
Tudor Investment Corp
75
Tudor Investment Corp
Connecticut
-$134K -17,103 Closed

GAIN Hedge Fund Activity: Q2 2020 in Review

69 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2020, worth a combined $44M — up 9.2% from $40.3M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of GAIN and 15 opened new positions — a net loss of 7 holders — while 24 trimmed existing stakes and 17 added.

The largest buyer was LPL Financial, opening a new position worth an estimated $881K. The largest seller was Marshall Wace, cutting an estimated $2.09M.

  • 69 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2020, down from 76 in Q1 2020.
  • Funds reported $44M of Gladstone Investment Corp stock for Q2 2020, up 9.2% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q2 2020 and 22 closed out, a net change of -7 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2020 was LPL Financial, an estimated $881K added.
  • The largest Gladstone Investment Corp seller in Q2 2020 was Marshall Wace, an estimated $2.09M sold.

Based on aggregated 13F filings for Q2 2020.