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Gladstone Investment Corp
GAIN

Overview Fund Activity

78 hedge funds and large institutions have $74.6M invested in Gladstone Investment Corp in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+10
Holders Change %
+14.71%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
19
Increased
27
Reduced
17
Closed
8
Calls
$218K
Puts
$184K
Net Calls
+$34K
Net Calls Change
-$1.48M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$4.13M
2
Marshall Wace
Marshall Wace
United Kingdom
+$2.52M
3
DCM
Driehaus Capital Management
Illinois
+$2.34M
4
ECM
ExodusPoint Capital Management
New York
+$1.09M
5
VanEck Associates
VanEck Associates
New York
+$932K

Top Sellers

1
Two Sigma Investments
Two Sigma Investments
New York
-$947K
2
VEA
Virtus ETF Advisers
New York
-$839K
3
DC
Davenport & Co
Virginia
-$662K
4
UBS Group
UBS Group
Switzerland
-$506K
5
AAM
Advisors Asset Management
Colorado
-$211K
Name Holding Trade Value Shares
Change 		Shares
Change %
TI
51
Trexquant Investment
Connecticut
$212K +$212K +15,964 New
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$202K +$202K +15,277 New
D.E. Shaw & Co
53
D.E. Shaw & Co
New York
$189K +$189K +14,282 New
CRWM
54
Castle Rock Wealth Management
California
$186K – – –
CANY
55
Caxton Associates (New York)
New York
$181K +$181K +13,644 New
BAM
56
Belpointe Asset Management
Nevada
$168K +$11.3K +850 +7%
Canada Life
57
Canada Life
Manitoba, Canada
$142K +$142K +10,817 New
DIA
58
Dana Investment Advisors
Wisconsin
$133K – – –
ASN
59
Advisory Services Network
Georgia
$122K +$81.1K +6,122 +198%
SAS
60
Stelac Advisory Services
New York
$101K +$101K +7,643 New
NSIM
61
North Star Investment Management
Illinois
$66K – – –
Citigroup
62
Citigroup
New York
$66K – – –
APA
63
American Portfolios Advisors
New York
$61.5K – – –
WAP
64
Wealthcare Advisory Partners
Pennsylvania
$57K – – –
FGAM
65
Financial Gravity Asset Management
Texas
$51K +$15K +1,128 +42%
WEC
66
Winslow Evans & Crocker
Massachusetts
$46K +$8.24K +600 +22%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$43K – – –
Lazard Asset Management
68
Lazard Asset Management
New York
$16K – – –
US Bancorp
69
US Bancorp
Minnesota
$14K – – –
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$7K – – –
FDCDDQ
71
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.63K – – –
SWM
72
Selective Wealth Management
Virginia
$5K – – –
ACM
73
Allred Capital Management
Texas
$3.31K +$3.31K +250 New
HGWM
74
Harvest Group Wealth Management
Massachusetts
$2K +$23 +2 +1%
CFGS
75
Concourse Financial Group Securities
Alabama
$1K – – –
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