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Gladstone Investment Corp
GAIN

68 hedge funds and large institutions have $56M invested in Gladstone Investment Corp in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25,217% more call options, than puts

Call options by funds: $1.52M | Put options by funds: $6K

271% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 7

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

16% more capital invested

Capital invested by funds: $48.3M → $56M (+$7.79M)

13% more funds holding

Funds holding: 60 → 68 (+8)

0.84% more ownership

Funds ownership: 13.09% → 13.93% (+0.84%)

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
26
Reduced
7
Closed
9
Calls
$1.52M
Puts
$6K
Net Calls
+$1.51M
Net Calls Change
+$100K

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$978K
2
Citadel Advisors
Citadel Advisors
Florida
+$735K
3
Two Sigma Investments
Two Sigma Investments
New York
+$534K
4
VEA
Virtus ETF Advisers
New York
+$409K
5
BlackRock
BlackRock
New York
+$302K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$464K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$303K
3
UBS Group
UBS Group
Switzerland
-$193K
4
Millennium Management
Millennium Management
New York
-$129K
5
AWM
AE Wealth Management
Kansas
-$124K
Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
51
Advisory Services Network
Georgia
$35K – – –
WEC
52
Winslow Evans & Crocker
Massachusetts
$34K +$1.75K +150 +6%
FGAM
53
Financial Gravity Asset Management
Texas
$33K +$17.7K +1,523 +130%
AIC
54
Ameritas Investment Company
Nebraska
$23K +$21.3K +1,832 New
PO
55
Private Ocean
California
$23K +$21.6K +1,853 New
Lazard Asset Management
56
Lazard Asset Management
New York
$15K +$14.3K +1,231 New
US Bancorp
57
US Bancorp
Minnesota
$13K +$12K +1,028 New
CAN
58
Claraphi Advisory Network
United States
$12K +$11.6K +1,000 New
FDCDDQ
59
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.17K – – –
PFGIA
60
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
Simplex Trading
61
Simplex Trading
Illinois
$5K +$5.58K +479 New
SWM
62
Selective Wealth Management
Virginia
$4K +$4.08K +350 New
HGWM
63
Harvest Group Wealth Management
Massachusetts
$2K +$1.98K +170 New
CFGS
64
Concourse Financial Group Securities
Alabama
$1K – – –
IFAM
65
Institutional & Family Asset Management
Colorado
$1K +$12 +1 +2%
VRM
66
Vectors Research Management
New York
$1K +$1.16K +100 New
Arrowstreet Capital
67
Arrowstreet Capital
Massachusetts
– -$464K -41,311 Closed
D.E. Shaw & Co
68
D.E. Shaw & Co
New York
– -$303K -27,011 Closed
Millennium Management
69
Millennium Management
New York
– -$129K -11,489 Closed
AWM
70
AE Wealth Management
Kansas
– -$124K -11,070 Closed
Canada Life
71
Canada Life
Manitoba, Canada
– -$115K -10,232 Closed
TRCT
72
Tower Research Capital (TRC)
New York
– -$43K -3,847 Closed
Deutsche Bank
73
Deutsche Bank
Germany
– -$22K -2,000 Closed
WAM
74
Wolverine Asset Management
Illinois
– -$10K -894 Closed
TAIM
75
TD Ameritrade Investment Management
Nebraska
– -$1K -50 Closed
1 2
3
4

GAIN Hedge Fund Activity: Q3 2019 in Review

68 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2019, worth a combined $56M — up 16% from $48.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GAIN positions and 9 closed out — a net gain of 8 holders — while 26 added to existing stakes and 7 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $978K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $464K sold.

  • 68 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2019, up from 60 in Q2 2019.
  • Funds reported $56M of Gladstone Investment Corp stock for Q3 2019, up 16% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q3 2019 and 9 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2019 was Invesco, an estimated $978K added.
  • The largest Gladstone Investment Corp seller in Q3 2019 was Arrowstreet Capital, an estimated $464K sold.

Based on aggregated 13F filings for Q3 2019.