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Gladstone Investment Corp

71 hedge funds and large institutions have $57.4M invested in Gladstone Investment Corp in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

19% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 21

15% more funds holding

Funds holding: 6271 (+9)

4% more capital invested

Capital invested by funds: $55.2M → $57.4M (+$2.2M)

1.41% less ownership

Funds ownership: 20.17%18.76% (-1.4%)

Holders
71
Holders Change
+9
Holders Change %
+14.52%
% of All Funds
1.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
21
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PSUF
51
People's United Financial
Connecticut
$25K +$6.52K +700 +35%
Deutsche Bank
52
Deutsche Bank
Germany
$24K +$21.4K +2,300 +767%
IA
53
IFP Advisors
Florida
$21K +$12.2K +1,309 +150%
BBPWM
54
Blue Bell Private Wealth Management
Pennsylvania
$16K
Creative Planning
55
Creative Planning
Kansas
$16K +$15.9K +1,711 New
Bank of America
56
Bank of America
North Carolina
$11K
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$10K
TCOV
58
Trust Company of Vermont
Vermont
$6K -$3.72K -400 -37%
AG
59
Advisor Group
Arizona
$6K
HR
60
Howe & Rusling
New York
$6K
AIM
61
Acrospire Investment Management
Illinois
$5K -$74K -7,944 -94%
DOA
62
D'Orazio & Associates
Virginia
$5K +$4.66K +500 New
FDCDDQ
63
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.7K +$4.66K +500 New
WEC
64
Winslow Evans & Crocker
Massachusetts
$4.46K +$4.42K +475 New
PCM
65
Penserra Capital Management
California
$4K +$391 +42 +10%
JP Morgan Chase
66
JP Morgan Chase
New York
$3K -$56.1K -6,027 -95%
CG
67
Cutler Group
California
$2K -$6.52K -700 -74%
TRCT
68
Tower Research Capital (TRC)
New York
$2K +$1.86K +200 New
Barclays
69
Barclays
United Kingdom
$1K -$97.3K -10,450 -99%
Millennium Management
70
Millennium Management
New York
-$725K -79,963 Closed
VKH
71
Virtu KCG Holdings
New York
-$407K -44,897 Closed
D.E. Shaw & Co
72
D.E. Shaw & Co
New York
-$279K -30,795 Closed
PCM
73
Prelude Capital Management
New York
-$4K -400 Closed

GAIN Hedge Fund Activity: Q2 2017 in Review

71 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2017, worth a combined $57.4M — up 4% from $55.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GAIN positions and 4 closed out — a net gain of 9 holders — while 25 added to existing stakes and 21 trimmed.

The largest buyer was Bank of Montreal, opening a new position worth an estimated $3.39M. The largest seller was UBS Group, cutting an estimated $3.15M.

  • 71 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2017, up from 62 in Q1 2017.
  • Funds reported $57.4M of Gladstone Investment Corp stock for Q2 2017, up 4% quarter-over-quarter.
  • 13 funds opened new Gladstone Investment Corp positions in Q2 2017 and 4 closed out, a net change of +9 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2017 was Bank of Montreal, an estimated $3.39M added.
  • The largest Gladstone Investment Corp seller in Q2 2017 was UBS Group, an estimated $3.15M sold.

Based on aggregated 13F filings for Q2 2017.