We are live on ! Find out more
GAIN icon

Gladstone Investment Corp
GAIN

55 hedge funds and large institutions have $64.5M invested in Gladstone Investment Corp in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $63.6M → $64.5M (+$977K)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less funds holding

Funds holding: 59 → 55 (-4)

11% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 18

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
55
Holders Change
-4
Holders Change %
-6.78%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
16
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$516K
2
Morgan Stanley
Morgan Stanley
New York
+$266K
3
Millennium Management
Millennium Management
New York
+$210K
4
AL
AJO LP
Pennsylvania
+$195K
5
CMBA
C.M. Bidwell & Associates
Hawaii
+$186K

Top Sellers

Rank Fund Capital Flow
1
TC
Talkot Capital
California
-$1.66M
2
AAM
Advisors Asset Management
Colorado
-$480K
3
DC
Davenport & Co
Virginia
-$448K
4
VBA
Van Berkom & Associates
Quebec, Canada
-$444K
5
HCS
Harvest Capital Strategies
California
-$347K
Name Holding Trade Value Shares
Change 		Change in
Stake
ASN
51
Advisory Services Network
Georgia
$11K +$10.3K +1,355 New
HR
52
Howe & Rusling
New York
$5K +$4.95K +650 New
HF
53
Hoxton Financial
West Virginia
$2K – – –
Manulife (Manufacturers Life Insurance)
54
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15 +$14.1K +1,850 New
TC
55
Talkot Capital
California
– -$1.66M -224,728 Closed
HCS
56
Harvest Capital Strategies
California
– -$347K -46,962 Closed
VKH
57
Virtu KCG Holdings
New York
– -$294K -39,750 Closed
RCM
58
Rotella Capital Management
Washington
– -$151K -20,469 Closed
AQR Capital Management
59
AQR Capital Management
Connecticut
– -$117K -15,822 Closed
DTL
60
Dynamic Technology Lab
Singapore
– -$106K -14,327 Closed
TRCT
61
Tower Research Capital (TRC)
New York
– -$13K -1,754 Closed
NFG
62
Next Financial Group
Texas
– -$11K -1,500 Closed
Invesco
63
Invesco
Georgia
– -$7K -951 Closed
FANJ
64
Financial Architects (New Jersey)
New Jersey
– -$16K -600 Closed
PSI
65
Pinnacle Summer Investments
Virginia
– -$94K -13 Closed
1 2
3

GAIN Hedge Fund Activity: Q2 2015 in Review

55 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2015, worth a combined $64.5M — up 1.5% from $63.6M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of GAIN and 7 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 16 added.

The largest buyer was UBS Group, adding an estimated $516K. The largest seller was Talkot Capital, exiting entirely with an estimated $1.66M sold.

  • 55 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2015, down from 59 in Q1 2015.
  • Funds reported $64.5M of Gladstone Investment Corp stock for Q2 2015, up 1.5% quarter-over-quarter.
  • 7 funds opened new Gladstone Investment Corp positions in Q2 2015 and 11 closed out, a net change of -4 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2015 was UBS Group, an estimated $516K added.
  • The largest Gladstone Investment Corp seller in Q2 2015 was Talkot Capital, an estimated $1.66M sold.

Based on aggregated 13F filings for Q2 2015.