We are live on ! Find out more
GAIN icon

Gladstone Investment Corp
GAIN

56 hedge funds and large institutions have $54.7M invested in Gladstone Investment Corp in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

8% more funds holding

Funds holding: 52 → 56 (+4)

6% less capital invested

Capital invested by funds: $58.4M → $54.7M (-$3.67M)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

95% less call options, than puts

Call options by funds: $14K | Put options by funds: $272K

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
14
Reduced
19
Closed
11
Calls
$14K
Puts
$272K
Net Calls
-$258K
Net Calls Change
+$30K

Top Buyers

Rank Fund Capital Flow
1
TC
Talkot Capital
California
+$390K
2
PPA
Parametric Portfolio Associates
Washington
+$326K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$247K
4
VanEck Associates
VanEck Associates
New York
+$178K
5
YP
Yellowstone Partners
Idaho
+$134K

Top Sellers

Rank Fund Capital Flow
1
SFM
Systematic Financial Management
New Jersey
-$2.17M
2
AAM
Advisors Asset Management
Colorado
-$979K
3
Goldman Sachs
Goldman Sachs
New York
-$550K
4
DC
Davenport & Co
Virginia
-$474K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$360K
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
51
WFG Advisors
Texas
$9K – – –
HF
52
Hoxton Financial
West Virginia
$2K +$1.59K +221 New
AWM
53
Avior Wealth Management
Nebraska
$1K +$971 +135 New
Envestnet Asset Management
54
Envestnet Asset Management
Illinois
$1K +$1.06K +147 New
Citigroup
55
Citigroup
New York
$1K +$1.4K +194 New
Group One Trading
56
Group One Trading
Illinois
$1K +$1.44K +200 New
SFM
57
Systematic Financial Management
New Jersey
– -$2.17M -305,800 Closed
MERSOM
58
Municipal Employees' Retirement System of Michigan
Michigan
– -$323K -45,400 Closed
DIA
59
Denver Investment Advisors
Colorado
– -$268K -37,685 Closed
PP
60
PDT Partners
New York
– -$90K -12,655 Closed
RhumbLine Advisers
61
RhumbLine Advisers
Massachusetts
– -$83K -11,700 Closed
AG
62
Algert Global
California
– -$75K -10,503 Closed
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
– -$15K -2,118 Closed
Ameriprise
64
Ameriprise
Minnesota
– -$8K -1,180 Closed
RIA
65
Regal Investment Advisors
Michigan
– -$6K -800 Closed
W
66
Wealthfront
California
– -$1K -134 Closed
1 2
3

GAIN Hedge Fund Activity: Q4 2014 in Review

56 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2014, worth a combined $54.7M — down 6.3% from $58.4M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GAIN positions and 11 closed out — a net gain of 5 holders — while 14 added to existing stakes and 19 trimmed.

The largest buyer was Talkot Capital, opening a new position worth an estimated $390K. The largest seller was Systematic Financial Management, exiting entirely with an estimated $2.17M sold.

  • 56 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2014, up from 52 in Q3 2014.
  • Funds reported $54.7M of Gladstone Investment Corp stock for Q4 2014, down 6.3% quarter-over-quarter.
  • 16 funds opened new Gladstone Investment Corp positions in Q4 2014 and 11 closed out, a net change of +5 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2014 was Talkot Capital, an estimated $390K added.
  • The largest Gladstone Investment Corp seller in Q4 2014 was Systematic Financial Management, an estimated $2.17M sold.

Based on aggregated 13F filings for Q4 2014.