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Gladstone Investment Corp
GAIN

Overview Fund Activity

84 hedge funds and large institutions have $68.3M invested in Gladstone Investment Corp in 2024 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 27 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
+4
Holders Change %
+5%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
17
Increased
23
Reduced
27
Closed
11
Calls
$947K
Puts
$1.33M
Net Calls
-$379K
Net Calls Change
-$508K

Top Buyers

1
CCWM
Cassaday & Co Wealth Management
Virginia
$1.43M
2
Invesco
Invesco
Georgia
$1.39M
3
UBS Group
UBS Group
Switzerland
$1.14M
4
Morgan Stanley
Morgan Stanley
New York
$2.77M
5
MW
Melia Wealth
Oklahoma
$13.8M

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
$621K
2
Two Sigma Investments
Two Sigma Investments
New York
$814K
3
Marshall Wace
Marshall Wace
United Kingdom
$0
4
AAM
Advisors Asset Management
Colorado
$1.55M
5
Legal & General Group
Legal & General Group
United Kingdom
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
GAMC
26
Garner Asset Management Corp
Texas
$531K -$17.2K -1,296 -3%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$459K -$33.6K -2,539 -7%
PFG
28
Prosperity Financial Group
California
$452K -$32.5K -2,450 -7%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$451K +$18.1K +1,365 +4%
Qube Research & Technologies (QRT)
30
Qube Research & Technologies (QRT)
United Kingdom
$439K -$291K -21,938 -40%
Millennium Management
31
Millennium Management
New York
$411K +$411K +31,017 New
Canada Life
32
Canada Life
Manitoba, Canada
$394K -$46.1K -3,477 -10%
Osaic Holdings
33
Osaic Holdings
Arizona
$387K +$110K +8,288 +40%
Northern Trust
34
Northern Trust
Illinois
$360K +$65.5K +4,945 +22%
VF
35
Virtu Financial
New York
$315K +$315K +23,771 New
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$270K -$21.1K -1,591 -7%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$269K -$31.3K -2,362 -10%
UBP
38
Union Bancaire Privee
Switzerland
$250K +$250K +18,847 New
NA
39
NewEdge Advisors
Louisiana
$245K +$218K +16,426 +801%
D.E. Shaw & Co
40
D.E. Shaw & Co
New York
$234K +$234K +17,634 New
PAG
41
Private Advisor Group
New Jersey
$206K -$122K -9,228 -37%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$198K -$270K -20,378 -58%
SIS
43
Sound Income Strategies
Florida
$194K -$10.9K -823 -5%
ACM
44
Aquatic Capital Management
Illinois
$173K +$173K +13,028 New
CWM
45
Cornerstone Wealth Management
Missouri
$136K +$136K +10,228 New
Wells Fargo
46
Wells Fargo
California
$122K -$13.3K -1,000 -10%
SOW
47
State of Wyoming
Wyoming
$105K +$105K +7,959 New
Simplex Trading
48
Simplex Trading
Illinois
$89K +$83.1K +6,312 +1,412%
NSIM
49
North Star Investment Management
Illinois
$66.3K – – –
SPIA
50
Steward Partners Investment Advisory
New York
$39.8K – – –
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