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Gladstone Investment Corp
GAIN

Overview Fund Activity

68 hedge funds and large institutions have $37.1M invested in Gladstone Investment Corp in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
18
Reduced
24
Closed
13
Calls
$1.06M
Puts
$313K
Net Calls
+$750K
Net Calls Change
+$729K

Top Buyers

1
ADMI
Albert D. Mason Inc
Massachusetts
+$809K
2
IAIM
International Assets Investment Management
Florida
+$749K
3
SFI
Susquehanna Fundamental Investments
Pennsylvania
+$565K
4
Osaic Holdings
Osaic Holdings
Arizona
+$296K
5
Ameriprise
Ameriprise
Minnesota
+$247K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.18M
2
Invesco
Invesco
Georgia
-$626K
3
Two Sigma Investments
Two Sigma Investments
New York
-$610K
4
Morgan Stanley
Morgan Stanley
New York
-$473K
5
Marshall Wace
Marshall Wace
United Kingdom
-$460K
Name Holding Trade Value Shares
Change 		Shares
Change %
GAMC
26
Garner Asset Management Corp
Texas
$389K -$7.94K -872 -2%
VEA
27
Virtus ETF Advisers
New York
$371K +$45.4K +4,994 +14%
ACS
28
Archford Capital Strategies
Illinois
$367K – – –
Invesco
29
Invesco
Georgia
$362K -$626K -68,851 -63%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$352K +$14.6K +1,607 +4%
ECM
31
ExodusPoint Capital Management
New York
$272K -$92.2K -10,119 -25%
AIM
32
Aigen Investment Management
New York
$264K -$99.3K -10,905 -27%
RJA
33
Raymond James & Associates
Florida
$260K -$336K -36,881 -56%
Ameriprise
34
Ameriprise
Minnesota
$247K +$247K +27,152 New
SSA
35
Schonfeld Strategic Advisors
New York
$222K +$222K +24,500 New
Creative Planning
36
Creative Planning
Kansas
$205K +$2.73K +300 +1%
SWP
37
Stratos Wealth Partners
Ohio
$200K -$82.1K -9,000 -29%
BAM
38
Belpointe Asset Management
Nevada
$195K +$18.8K +2,066 +11%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$185K -$1.64K -180 -0.9%
VF
40
Virtu Financial
New York
$172K +$172K +18,863 New
PP
41
Paloma Partners
Connecticut
$165K – – –
Truist Financial
42
Truist Financial
North Carolina
$143K -$108K -11,867 -43%
Mirae Asset Global Investments
43
Mirae Asset Global Investments
South Korea
$137K +$137K +15,092 New
Wells Fargo
44
Wells Fargo
California
$134K -$145K -15,881 -52%
CRWM
45
Castle Rock Wealth Management
California
$122K – – –
Canada Life
46
Canada Life
Manitoba, Canada
$117K +$4.07K +446 +4%
SAS
47
Stelac Advisory Services
New York
$101K – – –
SPC
48
Sigma Planning Corp
Michigan
$98K +$98K +10,744 New
Simplex Trading
49
Simplex Trading
Illinois
$56K +$56K +6,177 New
ASN
50
Advisory Services Network
Georgia
$56K +$56K +6,187 New
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