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Gladstone Investment Corp
GAIN

68 hedge funds and large institutions have $37.1M invested in Gladstone Investment Corp in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more call options, than puts

Call options by funds: $1.06M | Put options by funds: $313K

0.7% less ownership

Funds ownership: 12.99% → 12.28% (-0.7%)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

1% less funds holding

Funds holding: 69 → 68 (-1)

16% less capital invested

Capital invested by funds: $44M → $37.1M (-$6.87M)

25% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 24

Holders
68
Holders Change
-1
Holders Change %
-1.45%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
18
Reduced
24
Closed
13
Calls
$1.06M
Puts
$313K
Net Calls
+$750K
Net Calls Change
+$729K

Top Buyers

Rank Fund Capital Flow
1
ADMI
Albert D. Mason Inc
Massachusetts
+$847K
2
IAIM
International Assets Investment Management
Florida
+$784K
3
SFI
Susquehanna Fundamental Investments
Pennsylvania
+$592K
4
Osaic Holdings
Osaic Holdings
Arizona
+$310K
5
Ameriprise
Ameriprise
Minnesota
+$259K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.18M
2
Invesco
Invesco
Georgia
-$656K
3
Two Sigma Investments
Two Sigma Investments
New York
-$639K
4
Morgan Stanley
Morgan Stanley
New York
-$495K
5
Marshall Wace
Marshall Wace
United Kingdom
-$460K
Name Holding Trade Value Shares
Change 		Change in
Stake
GAMC
26
Garner Asset Management Corp
Texas
$389K -$8.31K -872 -2%
VEA
27
Virtus ETF Advisers
New York
$371K +$47.6K +4,994 +14%
ACS
28
Archford Capital Strategies
Illinois
$367K – – –
Invesco
29
Invesco
Georgia
$362K -$656K -68,851 -63%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$352K +$15.3K +1,607 +4%
ECM
31
ExodusPoint Capital Management
New York
$272K -$96.4K -10,119 -25%
AIM
32
Aigen Investment Management
New York
$264K -$104K -10,905 -27%
RJA
33
Raymond James & Associates
Florida
$260K -$351K -36,881 -56%
Ameriprise
34
Ameriprise
Minnesota
$247K +$259K +27,152 New
SSA
35
Schonfeld Strategic Advisors
New York
$222K +$233K +24,500 New
Creative Planning
36
Creative Planning
Kansas
$205K +$2.86K +300 +1%
SWP
37
Stratos Wealth Partners
Ohio
$200K -$85.8K -9,000 -29%
BAM
38
Belpointe Asset Management
Nevada
$195K +$19.7K +2,066 +11%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$185K -$1.72K -180 -0.9%
VF
40
Virtu Financial
New York
$172K +$180K +18,863 New
PP
41
Paloma Partners
Connecticut
$165K – – –
Truist Financial
42
Truist Financial
North Carolina
$143K -$113K -11,867 -43%
Mirae Asset Global Investments
43
Mirae Asset Global Investments
South Korea
$137K +$144K +15,092 New
Wells Fargo
44
Wells Fargo
California
$134K -$151K -15,881 -52%
CRWM
45
Castle Rock Wealth Management
California
$122K – – –
Canada Life
46
Canada Life
Manitoba, Canada
$117K +$4.25K +446 +4%
SAS
47
Stelac Advisory Services
New York
$101K – – –
SPC
48
Sigma Planning Corp
Michigan
$98K +$102K +10,744 New
Simplex Trading
49
Simplex Trading
Illinois
$56K +$58.9K +6,177 New
ASN
50
Advisory Services Network
Georgia
$56K +$59K +6,187 New
1
2
3 4

GAIN Hedge Fund Activity: Q3 2020 in Review

68 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2020, worth a combined $37.1M — down 16% from $44M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 12 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 18 added.

The largest buyer was Albert D. Mason Inc, opening a new position worth an estimated $847K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $1.18M sold.

  • 68 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2020, down from 69 in Q2 2020.
  • Funds reported $37.1M of Gladstone Investment Corp stock for Q3 2020, down 16% quarter-over-quarter.
  • 12 funds opened new Gladstone Investment Corp positions in Q3 2020 and 13 closed out, a net change of -1 holder.
  • The largest Gladstone Investment Corp buyer in Q3 2020 was Albert D. Mason Inc, an estimated $847K added.
  • The largest Gladstone Investment Corp seller in Q3 2020 was Arrowstreet Capital, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2020.