SPC
GAIN icon

Sigma Planning Corp’s Gladstone Investment Corp GAIN Stock Holding History

Sigma Planning Corp’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-10,744
Closed -$98K – 1224
2020
Q3 		$98K Buy
+10,744
New +$102K ﹤0.01% 1014

Other funds holding GAIN

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
DC
Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return
OF
Outfitter Financial Brunswick, Maine $129M AUM 25.5% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
PA
PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return
GSM
Global Strategic Management San Juan, Puerto Rico $120M AUM
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Sigma Planning Corp's GAIN Position: Q4 2020 in Review

Sigma Planning Corp sold out of Gladstone Investment Corp (GAIN) in Q4 2020, closing a stake of 10,744 shares — an estimated $98K sold.

Sigma Planning Corp first reported a position in GAIN in Q3 2020 and held it in 1 quarter. The position peaked at $98K in Q3 2020. 75 funds tracked by Wall St. Rank hold GAIN as of Q4 2020.

  • Sigma Planning Corp reported no remaining Gladstone Investment Corp position as of Q4 2020 after selling out during the quarter.
  • Sigma Planning Corp sold 10,744 Gladstone Investment Corp shares in Q4 2020, an estimated $98K.
  • Sigma Planning Corp first reported a position in Gladstone Investment Corp in Q3 2020 and held it in 1 quarter.
  • Sigma Planning Corp's Gladstone Investment Corp position peaked at $98K in Q3 2020.
  • 75 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q4 2020.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.