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Gladstone Investment Corp
GAIN

68 hedge funds and large institutions have $56M invested in Gladstone Investment Corp in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25,217% more call options, than puts

Call options by funds: $1.52M | Put options by funds: $6K

271% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 7

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

16% more capital invested

Capital invested by funds: $48.3M → $56M (+$7.79M)

13% more funds holding

Funds holding: 60 → 68 (+8)

0.84% more ownership

Funds ownership: 13.09% → 13.93% (+0.84%)

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
26
Reduced
7
Closed
9
Calls
$1.52M
Puts
$6K
Net Calls
+$1.51M
Net Calls Change
+$100K

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$978K
2
Citadel Advisors
Citadel Advisors
Florida
+$735K
3
Two Sigma Investments
Two Sigma Investments
New York
+$534K
4
VEA
Virtus ETF Advisers
New York
+$409K
5
BlackRock
BlackRock
New York
+$302K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$464K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$303K
3
UBS Group
UBS Group
Switzerland
-$193K
4
Millennium Management
Millennium Management
New York
-$129K
5
AWM
AE Wealth Management
Kansas
-$124K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACS
26
Archford Capital Strategies
Illinois
$505K – – –
AR
27
Advisory Research
Illinois
$464K -$955 -82 -0.2%
SWP
28
Stratos Wealth Partners
Ohio
$406K – – –
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$374K +$33K +2,832 +10%
RJA
30
Raymond James & Associates
Florida
$335K +$9.81K +843 +3%
AG
31
Aperio Group
California
$332K -$69.4K -5,964 -18%
Wells Fargo
32
Wells Fargo
California
$332K +$12 +1 +0%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$259K – – –
Creative Planning
34
Creative Planning
Kansas
$254K – – –
EGA
35
Eagle Global Advisors
Texas
$231K – – –
PPA
36
Parametric Portfolio Associates
Washington
$229K – – –
Ameriprise
37
Ameriprise
Minnesota
$203K +$25.9K +2,223 +16%
BTS
38
BB&T Securities
Virginia
$186K +$36.2K +3,109 +26%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$182K +$20.1K +1,723 +13%
AG
40
Advisor Group
Arizona
$175K -$33.3K -2,859 -17%
CRWM
41
Castle Rock Wealth Management
California
$169K – – –
BAM
42
Belpointe Asset Management
Nevada
$146K +$137K +11,809 New
CAM
43
Concorde Asset Management
Michigan
$134K +$126K +10,865 New
DIA
44
Dana Investment Advisors
Wisconsin
$123K – – –
Victory Capital Management
45
Victory Capital Management
Texas
$73K +$68.8K +5,910 New
NSIM
46
North Star Investment Management
Illinois
$62K +$58.2K +5,000 New
Citigroup
47
Citigroup
New York
$61K – – –
APA
48
American Portfolios Advisors
New York
$57.2K – – –
WAP
49
Wealthcare Advisory Partners
Pennsylvania
$53K – – –
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$40K +$38.1K +3,270 New
1
2
3 4

GAIN Hedge Fund Activity: Q3 2019 in Review

68 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2019, worth a combined $56M — up 16% from $48.3M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GAIN positions and 9 closed out — a net gain of 8 holders — while 26 added to existing stakes and 7 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $978K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $464K sold.

  • 68 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2019, up from 60 in Q2 2019.
  • Funds reported $56M of Gladstone Investment Corp stock for Q3 2019, up 16% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q3 2019 and 9 closed out, a net change of +8 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2019 was Invesco, an estimated $978K added.
  • The largest Gladstone Investment Corp seller in Q3 2019 was Arrowstreet Capital, an estimated $464K sold.

Based on aggregated 13F filings for Q3 2019.