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Gladstone Investment Corp

60 hedge funds and large institutions have $48.3M invested in Gladstone Investment Corp in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.33% more ownership

Funds ownership: 12.76%13.09% (+0.33%)

1% less capital invested

Capital invested by funds: $48.7M → $48.3M (-$493K)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

14% less funds holding

Funds holding: 7060 (-10)

63% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 16

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
60
Holders Change
-10
Holders Change %
-14.29%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
19
Reduced
21
Closed
16
Calls
$1.41M
Puts
Net Calls
+$1.41M
Net Calls Change
+$221K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$384K -$19K -1,598 -4%
SWP
27
Stratos Wealth Partners
Ohio
$370K -$23.4K -1,975 -6%
AG
28
Aperio Group
California
$369K +$225K +18,988 +137%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$309K +$48.8K +4,107 +18%
D.E. Shaw & Co
30
D.E. Shaw & Co
New York
$303K -$104K -8,792 -25%
Wells Fargo
31
Wells Fargo
California
$301K -$58.2K -4,900 -15%
RJA
32
Raymond James & Associates
Florida
$295K +$5.47K +461 +2%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$236K
Creative Planning
34
Creative Planning
Kansas
$231K +$5.34K +450 +2%
EGA
35
Eagle Global Advisors
Texas
$210K
PPA
36
Parametric Portfolio Associates
Washington
$208K -$1.63K -137 -0.7%
AG
37
Advisor Group
Arizona
$191K +$65.6K +5,524 +48%
Ameriprise
38
Ameriprise
Minnesota
$159K -$34.9K -2,942 -17%
CRWM
39
Castle Rock Wealth Management
California
$154K
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$147K +$8.82K +743 +6%
BTS
41
BB&T Securities
Virginia
$135K -$4.46K -376 -3%
Millennium Management
42
Millennium Management
New York
$129K -$855K -71,999 -86%
AWM
43
AE Wealth Management
Kansas
$124K +$131K +11,070 New
Canada Life
44
Canada Life
Manitoba, Canada
$115K
DIA
45
Dana Investment Advisors
Wisconsin
$112K
Citigroup
46
Citigroup
New York
$56K
APA
47
American Portfolios Advisors
New York
$52.1K
WAP
48
Wealthcare Advisory Partners
Pennsylvania
$48K
TRCT
49
Tower Research Capital (TRC)
New York
$43K -$15.6K -1,314 -25%
ASN
50
Advisory Services Network
Georgia
$35K +$819 +69 +2%

GAIN Hedge Fund Activity: Q2 2019 in Review

60 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2019, worth a combined $48.3M — down 1% from $48.7M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of GAIN and 6 opened new positions — a net loss of 10 holders — while 21 trimmed existing stakes and 19 added.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $2.78M. The largest seller was Millennium Management, cutting an estimated $855K.

  • 60 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2019, down from 70 in Q1 2019.
  • Funds reported $48.3M of Gladstone Investment Corp stock for Q2 2019, down 1% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q2 2019 and 16 closed out, a net change of -10 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2019 was Virtus ETF Advisers, an estimated $2.78M added.
  • The largest Gladstone Investment Corp seller in Q2 2019 was Millennium Management, an estimated $855K sold.

Based on aggregated 13F filings for Q2 2019.