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First Trust Small Cap Core AlphaDEX Fund
FYX

145 hedge funds and large institutions have $595M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 55 increasing their positions, 50 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

10% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 50

0% more funds holding

Funds holding: 145 → 145 (0)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

5% less capital invested

Capital invested by funds: $624M → $595M (-$29.5M)

4.25% less ownership

Funds ownership: 71.09% → 66.84% (-4.2%)

Holders
145
Holders Change
–
Holders Change %
0%
% of All Funds
2.09%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
13
Increased
55
Reduced
50
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$9.79M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$8.59M
3
CA
Cetera Advisors
Colorado
+$7.09M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$5.76M
5
Wells Fargo
Wells Fargo
California
+$5.4M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$59.1M
2
RJA
Raymond James & Associates
Florida
-$5.01M
3
RIA
Regal Investment Advisors
Michigan
-$4.56M
4
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.02M
5
LPL Financial
LPL Financial
California
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWSG
126
GPS Wealth Strategies Group
Colorado
$45.3K -$2.24K -25 -5%
GI
127
GAMMA Investing
California
$36.1K – – –
CA
128
CoreCap Advisors
Michigan
$30.8K +$29.5K +330 New
HCP
129
Hexagon Capital Partners
Arkansas
$29K – – –
NB
130
NBT Bank
New York
$24K – – –
TRCT
131
Tower Research Capital (TRC)
New York
$17.6K +$4.92K +55 +41%
AA
132
AlphaMark Advisors
Kentucky
$16K – – –
TSWM
133
Tyler-Stone Wealth Management
Ohio
$15.7K – – –
SAM
134
Smartleaf Asset Management
Massachusetts
$15.3K – – –
CWC
135
Carolinas Wealth Consulting
North Carolina
$14.5K – – –
ME
136
McIlrath & Eck
Washington
$11.1K +$10.7K +119 New
KA
137
Kozak & Associates
Colorado
$10.2K +$90 +1 +0.9%
SL
138
Salomon & Ludwin
Virginia
$9.32K +$8.95K +100 New
KFI
139
Key Financial Inc
Pennsylvania
$9.04K – – –
PNC Financial Services Group
140
PNC Financial Services Group
Pennsylvania
$8.67K -$22.7K -254 -73%
MG
141
Mather Group
Illinois
$5.86K +$5.73K +64 New
Qube Research & Technologies (QRT)
142
Qube Research & Technologies (QRT)
United Kingdom
$5.78K – – –
IGWM
143
ICA Group Wealth Management
Colorado
$3.82K – – –
TFA
144
Transamerica Financial Advisors
Florida
$3K – – –
LFG
145
Larson Financial Group
Missouri
$2.89K – – –
HNB
146
Huntington National Bank
Ohio
$1.68K – – –
Rockefeller Capital Management
147
Rockefeller Capital Management
New York
– -$977K -10,668 Closed
Two Sigma Investments
148
Two Sigma Investments
New York
– -$787K -8,600 Closed
IWM
149
IHT Wealth Management
Illinois
– -$320K -3,497 Closed
AWM
150
AE Wealth Management
Kansas
– -$288K -3,227 Closed
3 4 5
6
7

FYX Hedge Fund Activity: Q1 2024 in Review

145 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2024, worth a combined $595M — down 4.7% from $624M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 10 closed out — a net gain of 3 holders — while 55 added to existing stakes and 50 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $9.79M. The largest seller was Morgan Stanley, cutting an estimated $59.1M.

  • 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2024, unchanged from Q4 2023.
  • Funds reported $595M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2024, down 4.7% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2024 and 10 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2024 was JP Morgan Chase, an estimated $9.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $59.1M sold.

Based on aggregated 13F filings for Q1 2024.