NBT Bank’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

NBT Bank’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-257	Closed	-$30.7K	–	1107
2026 Q1	$30.7K	Buy	257 +144	+127%	+$17.4K	﹤0.01%	555
2025 Q4	$29.1K	Buy	113 +4	+4%	+$444	﹤0.01%	557
2025 Q3	$28K	Sell	109 -148	-58%	-$15.4K	﹤0.01%	564
2025 Q2	$25K	Hold	257	–	–	﹤0.01%	570
2025 Q1	$23.2K	Hold	257	–	–	﹤0.01%	576
2024 Q4	$26K	Hold	257	–	–	﹤0.01%	570
2024 Q3	$25.6K	Hold	257	–	–	﹤0.01%	597
2024 Q2	$23.2K	Hold	257	–	–	﹤0.01%	438
2024 Q1	$24K	Hold	257	–	–	﹤0.01%	439
2023 Q4	$23.5K	Buy	+257	New	+$21.1K	﹤0.01%	427

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

NBT Bank's FYX Position: Q2 2026 in Review

NBT Bank sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2026, closing a stake of 257 shares — an estimated $30.7K sold.

NBT Bank first reported a position in FYX in Q4 2023 and held it in 10 quarters. The position peaked at $30.7K in Q1 2026. 204 funds tracked by Wall St. Rank hold FYX as of Q2 2026.

NBT Bank reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2026 after selling out during the quarter.
NBT Bank sold 257 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2026, an estimated $30.7K.
NBT Bank first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2023 and held it in 10 quarters.
NBT Bank's First Trust Small Cap Core AlphaDEX Fund position peaked at $30.7K in Q1 2026.
204 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2026.

Based on NBT Bank's 13F filing for Q2 2026, filed 29 Jul 2026.