NBT Bank’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

NBT Bank’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$30.7K	Buy	257 +144	+127%	+$17.4K	﹤0.01%	555
2025 Q4	$29.1K	Buy	113 +4	+4%	+$444	﹤0.01%	557
2025 Q3	$28K	Sell	109 -148	-58%	-$15.4K	﹤0.01%	564
2025 Q2	$25K	Hold	257	–	–	﹤0.01%	570
2025 Q1	$23.2K	Hold	257	–	–	﹤0.01%	576
2024 Q4	$26K	Hold	257	–	–	﹤0.01%	570
2024 Q3	$25.6K	Hold	257	–	–	﹤0.01%	597
2024 Q2	$23.2K	Hold	257	–	–	﹤0.01%	438
2024 Q1	$24K	Hold	257	–	–	﹤0.01%	439
2023 Q4	$23.5K	Buy	+257	New	+$21.1K	﹤0.01%	427

Other funds holding FYX

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

NBT Bank's FYX Position: Q1 2026 in Review

NBT Bank increased its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 127% in Q1 2026, buying an estimated $17.4K and bringing the position to 257 shares worth $30.7K. The position accounts for ﹤0.01% of the portfolio, ranked #555.

NBT Bank first reported a position in FYX in Q4 2023 and has held it in 10 quarters since. 181 funds tracked by Wall St. Rank hold FYX as of Q1 2026.

NBT Bank held 257 shares of First Trust Small Cap Core AlphaDEX Fund worth $30.7K as of Q1 2026.
NBT Bank bought 144 First Trust Small Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $17.4K.
First Trust Small Cap Core AlphaDEX Fund made up ﹤0.01% of NBT Bank's portfolio in Q1 2026, its #555 holding.
NBT Bank first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2023 and has held it in 10 quarters since.
181 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q1 2026.

Based on NBT Bank's 13F filing for Q1 2026, filed 28 Apr 2026.