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First Trust Small Cap Core AlphaDEX Fund

122 hedge funds and large institutions have $459M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

13% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 40

0.73% less ownership

Funds ownership: 64.1%63.37% (-0.73%)

5% less funds holding

Funds holding: 128122 (-6)

7% less capital invested

Capital invested by funds: $492M → $459M (-$32.8M)

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

Holders
122
Holders Change
-6
Holders Change %
-4.69%
% of All Funds
2.1%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
11
Increased
45
Reduced
40
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
101
Fidelity Investments
Massachusetts
$43K +$25.8K +317 +117%
HR
102
Howe & Rusling
New York
$35K
Rockefeller Capital Management
103
Rockefeller Capital Management
New York
$30K +$8.21K +101 +32%
GRP
104
Global Retirement Partners
California
$24K +$9.75K +120 +69%
CFD
105
Creative Financial Designs
Indiana
$21K +$81 +1 +0.3%
PMFA
106
Plante Moran Financial Advisors
Michigan
$21K +$23.2K +285 New
TWC
107
TD Waterhouse Canada
Ontario, Canada
$18.7K
BWP
108
Baldwin Wealth Partners
Massachusetts
$18K
HCP
109
Hexagon Capital Partners
Arkansas
$14K
AIP
110
Almanack Investment Partners
Pennsylvania
$12K +$13K +160 New
CWC
111
Carolinas Wealth Consulting
North Carolina
$11K
TFA
112
Transamerica Financial Advisors
Florida
$8K -$3.25K -40 -27%
KA
113
Kozak & Associates
Colorado
$8K +$81 +1 +0.9%
KFI
114
Key Financial Inc
Pennsylvania
$7K +$7.88K +97 New
ACK
115
Andrew C. Karlinski
$6K
M1FG
116
Mach-1 Financial Group
Arkansas
$6K
SPWG
117
Sage Private Wealth Group
Illinois
$6K
CFGS
118
Concourse Financial Group Securities
Alabama
$5K
TSWM
119
Tyler-Stone Wealth Management
Ohio
$5K
LFG
120
Larson Financial Group
Missouri
$2K
MCC
121
Money Concepts Capital
Florida
$2K +$2.28K +28 New
PA
122
PSI Advisors
Florida
$1K
Citadel Advisors
123
Citadel Advisors
Florida
-$2.23M -29,157 Closed
FHC
124
First Heartland Consultants
Missouri
-$585K -7,643 Closed
SWP
125
Stratos Wealth Partners
Ohio
-$506K -6,602 Closed

FYX Hedge Fund Activity: Q3 2022 in Review

122 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2022, worth a combined $459M — down 6.7% from $492M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FYX and 11 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 45 added.

The largest buyer was Wealth Alliance Advisory Group, opening a new position worth an estimated $8.27M. The largest seller was Morgan Stanley, cutting an estimated $12.9M.

  • 122 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2022, down from 128 in Q2 2022.
  • Funds reported $459M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2022, down 6.7% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2022 and 16 closed out, a net change of -5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2022 was Wealth Alliance Advisory Group, an estimated $8.27M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2022 was Morgan Stanley, an estimated $12.9M sold.

Based on aggregated 13F filings for Q3 2022.