First Trust Small Cap Core AlphaDEX Fund
102 hedge funds and large institutions have $311M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 41 increasing their positions, 36 reducing their positions, and 9 closing their positions.
14% more repeat investments, than reductions
Existing positions increased: 41 | Existing positions reduced: 36
11% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 9
0.02% more ownership
Funds ownership: 51.64% → 51.66% (+0.02%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% less capital invested
Capital invested by funds: $313M → $311M (-$1.5M)
3% less funds holding
Funds holding: 105 → 102 (-3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Peak Capital Management
Greenwood Village,
Colorado
|
+$5.06M |
| 2 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$4.81M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$2.47M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.54M |
| 5 |
CP
Camelot Portfolios
Maumee,
Ohio
|
+$1.17M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$6.13M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$5.07M |
| 3 |
KWM
Kingsview Wealth Management
Grants Pass,
Oregon
|
-$2.06M |
| 4 |
Morgan Stanley
New York
|
-$1.88M |
| 5 |
PGA
Premia Global Advisors
Coral Gables,
Florida
|
-$1.22M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AF
101
Advisornet Financial
Minnetonka,
Minnesota
| $2K | – | – | – |
|
|
CIAS
102
Capital Investment Advisory Services
Raleigh,
North Carolina
| $2K | – | – | – |
|
|
KWM
103
Kingsview Wealth Management
Grants Pass,
Oregon
| – | -$2.06M | -33,433 | Closed |
|
|
PGA
104
Premia Global Advisors
Coral Gables,
Florida
| – | -$1.22M | -20,069 | Closed |
|
|
AT
105
Arden Trust
Wilmington,
Delaware
| – | -$309K | -5,005 | Closed |
|
|
PGFC
106
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
| – | -$247K | -4,001 | Closed |
|
|
MHS
107
M Holdings Securities
Portland,
Oregon
| – | -$207K | -3,359 | Closed |
|
|
CWM
108
Cornerstone Wealth Management
St. Peters,
Missouri
| – | -$388K | -2,247 | Closed |
|
109
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$79K | -1,286 | Closed |
|
|
PWM
110
PRW Wealth Management
Quincy,
Massachusetts
| – | -$19K | -300 | Closed |
|
|
HCC
111
Hirtle Callaghan & Co
West Conshohocken,
Pennsylvania
| – | -$4K | -64 | Closed |
|
FYX Hedge Fund Activity: Q2 2019 in Review
102 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2019, worth a combined $311M — down 0.48% from $313M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new FYX positions and 9 closed out — a net gain of 1 holder — while 41 added to existing stakes and 36 trimmed.
The largest buyer was Peak Capital Management, opening a new position worth an estimated $5.06M. The largest seller was Goldman Sachs, cutting an estimated $6.13M.
- 102 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2019, down from 105 in Q1 2019.
- Funds reported $311M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2019, down 0.48% quarter-over-quarter.
- 10 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2019 and 9 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2019 was Peak Capital Management, an estimated $5.06M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2019 was Goldman Sachs, an estimated $6.13M sold.
Based on aggregated 13F filings for Q2 2019.