Bank of Montreal’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Bank of Montreal’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,286	Closed	-$79K	–	4939
2019 Q1	$79K	Buy	+1,286	New	+$78.1K	﹤0.01%	3161
2015 Q2	–	Sell	-123	Closed	-$6K	–	3990
2015 Q1	$6K	Buy	+123	New	+$6.04K	﹤0.01%	3589

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $321M AUM 18.23% 1-Year Est. Return

Bank of Montreal's FYX Position: Q2 2019 in Review

Bank of Montreal sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q2 2019, closing a stake of 1,286 shares — an estimated $79K sold.

Bank of Montreal first reported a position in FYX in Q1 2015 and held it in 2 quarters. The position peaked at $79K in Q1 2019. 102 funds tracked by Wall St. Rank hold FYX as of Q2 2019.

Bank of Montreal reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
Bank of Montreal sold 1,286 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2019, an estimated $79K.
Bank of Montreal first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2015 and held it in 2 quarters.
Bank of Montreal's First Trust Small Cap Core AlphaDEX Fund position peaked at $79K in Q1 2019.
102 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2019.

Based on Bank of Montreal's 13F filing for Q2 2019, filed 9 Aug 2019.