Capital Investment Advisory Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Capital Investment Advisory Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-38	Closed	-$2K	–	830
2019 Q3	$2K	Hold	38	–	–	﹤0.01%	1266
2019 Q2	$2K	Hold	38	–	–	﹤0.01%	1278
2019 Q1	$2K	Hold	38	–	–	﹤0.01%	1105
2018 Q4	$2K	Buy	+38	New	+$2.31K	﹤0.01%	1056

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

Capital Investment Advisory Services's FYX Position: Q4 2019 in Review

Capital Investment Advisory Services sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2019, closing a stake of 38 shares — an estimated $2K sold.

Capital Investment Advisory Services first reported a position in FYX in Q4 2018 and held it in 4 quarters. The position peaked at $2K in Q3 2019. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

Capital Investment Advisory Services reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Capital Investment Advisory Services sold 38 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $2K.
Capital Investment Advisory Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2018 and held it in 4 quarters.
Capital Investment Advisory Services's First Trust Small Cap Core AlphaDEX Fund position peaked at $2K in Q3 2019.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on Capital Investment Advisory Services's 13F filing for Q4 2019, filed 4 Feb 2020.