We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund
FYX

128 hedge funds and large institutions have $491M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 52 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

49% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 35

7% more capital invested

Capital invested by funds: $459M → $491M (+$32.2M)

5% more funds holding

Funds holding: 122 → 128 (+6)

0.41% less ownership

Funds ownership: 63.37% → 62.97% (-0.41%)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

Holders
128
Holders Change
+6
Holders Change %
+4.92%
% of All Funds
2.06%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.06%
New
23
Increased
52
Reduced
35
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$4.91M
2
FTUS
Flow Traders U.S.
New York
+$1.82M
3
BAM
Belpointe Asset Management
Nevada
+$1.75M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.67M
5
UBS Group
UBS Group
Switzerland
+$1.44M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$12.5M
2
WWM
Western Wealth Management
Colorado
-$5.98M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.73M
4
RGF
Retirement Guys Formula
Ohio
-$1.47M
5
AWAG
ARS Wealth Advisors Group
Florida
-$1.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
76
Snowden Capital Advisors
New York
$417K -$14.1K -177 -3%
TA
77
TFG Advisers
Michigan
$394K -$7.24K -91 -2%
SPIA
78
Steward Partners Investment Advisory
New York
$390K +$80 +1 +0%
US Bancorp
79
US Bancorp
Minnesota
$384K +$284K +3,568 +270%
CAAS
80
Capital Asset Advisory Services
Michigan
$374K -$10.2K -128 -3%
EW
81
Element Wealth
Mississippi
$364K -$5.33K -67 -1%
Goldman Sachs
82
Goldman Sachs
New York
$347K – – –
NFC
83
Northeast Financial Consultants
Connecticut
$345K – – –
IWM
84
Iams Wealth Management
Nebraska
$340K +$345K +4,338 New
HPC
85
HM Payson & Co
Maine
$336K – – –
EH
86
Equitable Holdings
New York
$326K +$33.8K +425 +11%
FFA
87
Farther Finance Advisors
California
$302K +$306K +3,852 New
Creative Planning
88
Creative Planning
Kansas
$294K +$24.6K +309 +9%
QA
89
Quantitative Advantage
Minnesota
$274K +$39.5K +496 +17%
GVAG
90
Great Valley Advisor Group
Delaware
$262K +$39.5K +497 +17%
AAS
91
Ameritas Advisory Services
Nebraska
$259K +$263K +3,300 New
PTC
92
Private Trust Company
Ohio
$254K +$1.75K +22 +0.7%
Renaissance Technologies
93
Renaissance Technologies
New York
$253K +$257K +3,230 New
KFGK
94
Keystone Financial Group (Kentucky)
Kentucky
$244K -$83.1K -1,045 -25%
First Trust Advisors
95
First Trust Advisors
Illinois
$243K -$103K -1,300 -30%
TIM
96
Total Investment Management
Arizona
$240K -$21.2K -266 -8%
GIA
97
Gladstone Institutional Advisory
Florida
$237K -$1.35K -17 -0.6%
WE
98
Wealth Effects
Massachusetts
$232K -$8.03K -101 -3%
Carson Wealth (CWM LLC)
99
Carson Wealth (CWM LLC)
Nebraska
$228K – – –
WS
100
Wedbush Securities
California
$227K +$318 +4 +0.1%
2 3
4
5 6

FYX Hedge Fund Activity: Q4 2022 in Review

128 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2022, worth a combined $491M — up 7% from $459M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FYX positions and 15 closed out — a net gain of 8 holders — while 52 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $4.91M. The largest seller was Bank of America, cutting an estimated $12.5M.

  • 128 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2022, up from 122 in Q3 2022.
  • Funds reported $491M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2022, up 7% quarter-over-quarter.
  • 23 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2022 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2022 was LPL Financial, an estimated $4.91M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2022 was Bank of America, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2022.