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First Trust Small Cap Core AlphaDEX Fund

103 hedge funds and large institutions have $300M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 40 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

1.08% more ownership

Funds ownership: 51.66%52.74% (+1.1%)

1% more funds holding

Funds holding: 102103 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $311M → $300M (-$11.6M)

23% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 40

Holders
103
Holders Change
+1
Holders Change %
+0.98%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
31
Reduced
40
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFA
76
Pinnacle Family Advisors
Missouri
$209K
Citigroup
77
Citigroup
New York
$188K
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$147K
BFEC
79
Benjamin F. Edwards & Company
Missouri
$131K +$30K +500 +30%
RCAG
80
Rehmann Capital Advisory Group
Michigan
$126K +$4.8K +80 +4%
AF
81
Allworth Financial
California
$122K +$122K +2,031 New
ASN
82
Advisory Services Network
Georgia
$113K
SF
83
Synovus Financial
Georgia
$84K
GWM
84
Geneos Wealth Management
Colorado
$74K +$1.8K +30 +2%
AIC
85
Ameritas Investment Company
Nebraska
$73K +$73.3K +1,222 New
CHC
86
City Holding Co
West Virginia
$69K
WAP
87
Wealthcare Advisory Partners
Pennsylvania
$56K
Fidelity Investments
88
Fidelity Investments
Massachusetts
$35K -$11.2K -186 -24%
AWMS
89
Advocacy Wealth Management Services
Georgia
$29K
EAM
90
Eukles Asset Management
Ohio
$29K
NFG
91
Next Financial Group
Texas
$22K
1NWS
92
1 North Wealth Services
Maryland
$18K +$17.9K +298 New
QCIG
93
Quad-Cities Investment Group
Iowa
$17K +$60 +1 +0.3%
BWP
94
Baldwin Wealth Partners
Massachusetts
$14K
CFA
95
Carroll Financial Associates
North Carolina
$13K +$13K +217 New
Fifth Third Bancorp
96
Fifth Third Bancorp
Ohio
$12K
FIB
97
First Interstate Bank
Montana
$9K +$9K +150 New
BlackRock
98
BlackRock
New York
$6K -$240 -4 -4%
PFBT
99
Parkside Financial Bank & Trust
Missouri
$5K
FGAM
100
Financial Gravity Asset Management
Texas
$4K

FYX Hedge Fund Activity: Q3 2019 in Review

103 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2019, worth a combined $300M — down 3.7% from $311M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYX positions and 8 closed out — a net gain of 1 holder — while 31 added to existing stakes and 40 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.5M. The largest seller was Wells Fargo, cutting an estimated $4.91M.

  • 103 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2019, up from 102 in Q2 2019.
  • Funds reported $300M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2019, down 3.7% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2019 was Royal Bank of Canada, an estimated $5.5M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2019 was Wells Fargo, an estimated $4.91M sold.

Based on aggregated 13F filings for Q3 2019.