1 North Wealth Services’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

1 North Wealth Services’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19K	Hold	298	–	–	0.01%	154
2019 Q3	$18K	Buy	+298	New	+$17.9K	0.01%	124
2019 Q1	$18K	Hold	298	–	–	0.01%	114
2018 Q4	$16K	Buy	+298	New	+$18.1K	0.01%	117

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

1 North Wealth Services's FYX Position: Q4 2019 in Review

1 North Wealth Services held its First Trust Small Cap Core AlphaDEX Fund (FYX) position steady in Q4 2019 at 298 shares worth $19K. The position accounts for 0.01% of the portfolio, ranked #154.

1 North Wealth Services first reported a position in FYX in Q4 2018 and has held it in 4 quarters since. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

1 North Wealth Services held 298 shares of First Trust Small Cap Core AlphaDEX Fund worth $19K as of Q4 2019.
1 North Wealth Services left its First Trust Small Cap Core AlphaDEX Fund share count unchanged in Q4 2019.
First Trust Small Cap Core AlphaDEX Fund made up 0.01% of 1 North Wealth Services's portfolio in Q4 2019, its #154 holding.
1 North Wealth Services first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q4 2018 and has held it in 4 quarters since.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on 1 North Wealth Services's 13F filing for Q4 2019, filed 14 Feb 2020.