Quad-Cities Investment Group’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Quad-Cities Investment Group’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-287	Closed	-$17K	–	355
2019 Q3	$17K	Buy	287 +1	+0.3%	+$60	0.01%	515
2019 Q2	$17K	Sell	286 -48	-14%	-$2.94K	0.01%	524
2019 Q1	$20K	Buy	334 +1	+0.3%	+$61	0.02%	488
2018 Q4	$18K	Buy	333 +2	+0.6%	+$121	0.02%	500
2018 Q3	$22K	Buy	331 +1	+0.3%	+$68	0.02%	499
2018 Q2	$22K	Buy	+330	New	+$21K	0.02%	504

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PCM

Peak Capital Management Greenwood Village, Colorado $93.5M AUM 2.28% 1-Year Est. Return

Quad-Cities Investment Group's FYX Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2019, closing a stake of 287 shares — an estimated $17K sold.

Quad-Cities Investment Group first reported a position in FYX in Q2 2018 and held it in 6 quarters. The position peaked at $22K in Q3 2018. 110 funds tracked by Wall St. Rank hold FYX as of Q4 2019.

Quad-Cities Investment Group reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 287 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $17K.
Quad-Cities Investment Group first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q2 2018 and held it in 6 quarters.
Quad-Cities Investment Group's First Trust Small Cap Core AlphaDEX Fund position peaked at $22K in Q3 2018.
110 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.