First Trust Small Cap Core AlphaDEX Fund
103 hedge funds and large institutions have $280M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 37 increasing their positions, 37 reducing their positions, and 12 closing their positions.
58% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 12
5% more funds holding
Funds holding: 98 → 103 (+5)
0% more repeat investments, than reductions
Existing positions increased: 37 | Existing positions reduced: 37
6.29% less ownership
Funds ownership: 58.93% → 52.64% (-6.3%)
37% less capital invested
Capital invested by funds: $444M → $280M (-$164M)
67% less funds holding in top 10
Funds holding in top 10: 3 → 1 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$4.72M |
| 2 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$4.35M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$3.58M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$2.44M |
| 5 |
KWM
Kingsview Wealth Management
Grants Pass,
Oregon
|
+$2.02M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$30.4M |
| 2 |
AIA
Arrow Investment Advisors
Laurel,
Maryland
|
-$14.9M |
| 3 |
PFA
Pinnacle Family Advisors
Springfield,
Missouri
|
-$14.8M |
| 4 |
BTS
BB&T Securities
Richmond,
Virginia
|
-$13.5M |
| 5 |
Morgan Stanley
New York
|
-$11.3M |
FYX Hedge Fund Activity: Q4 2018 in Review
103 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2018, worth a combined $280M — down 37% from $444M a quarter earlier.
Buyers outnumbered sellers: 19 funds opened new FYX positions and 12 closed out — a net gain of 7 holders — while 37 added to existing stakes and 37 trimmed.
The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.72M. The largest seller was Wells Fargo, cutting an estimated $30.4M.
- 103 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2018, up from 98 in Q3 2018.
- Funds reported $280M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2018, down 37% quarter-over-quarter.
- 19 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2018 and 12 closed out, a net change of +7 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2018 was Raymond James Financial Services Advisors, an estimated $4.72M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2018 was Wells Fargo, an estimated $30.4M sold.
Based on aggregated 13F filings for Q4 2018.