First Trust Small Cap Core AlphaDEX Fund
77 hedge funds and large institutions have $240M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 5 closing their positions.
40% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 25
20% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 5
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
0.4% less ownership
Funds ownership: 49.68% → 49.27% (-0.4%)
1% less funds holding
Funds holding: 78 → 77 (-1)
9% less capital invested
Capital invested by funds: $263M → $240M (-$23.5M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$2M |
| 2 |
IH
IFC Holdings
Tampa,
Florida
|
+$1.51M |
| 3 |
AG
Advisor Group
Phoenix,
Arizona
|
+$1.24M |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$1.22M |
| 5 |
HighTower Advisors
Chicago,
Illinois
|
+$983K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$10.8M |
| 2 |
PFA
Pinnacle Family Advisors
Springfield,
Missouri
|
-$8.45M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$6.6M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$5.87M |
| 5 |
Jane Street
New York
|
-$2.91M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFD
76
Creative Financial Designs
Kokomo,
Indiana
| $4K | – | – | – |
|
|
77
Citadel Advisors
Miami,
Florida
| – | -$5.87M | -107,848 | Closed |
|
|
VKH
78
Virtu KCG Holdings
New York
| – | -$377K | -6,920 | Closed |
|
|
IAA
79
Independent Advisor Alliance
Charlotte,
North Carolina
| – | -$337K | -6,380 | Closed |
|
|
TWA
80
TCI Wealth Advisors
Tucson,
Arizona
| – | -$145K | -2,673 | Closed |
|
|
BIG
81
Bellwether Investment Group
Chattanooga,
Tennessee
| – | -$23K | -416 | Closed |
|
FYX Hedge Fund Activity: Q2 2017 in Review
77 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2017, worth a combined $240M — down 8.9% from $263M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FYX positions and 5 closed out — a net gain of 1 holder — while 35 added to existing stakes and 25 trimmed.
The largest buyer was Bank of America, adding an estimated $2M. The largest seller was Wells Fargo, cutting an estimated $10.8M.
- 77 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2017, down from 78 in Q1 2017.
- Funds reported $240M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2017, down 8.9% quarter-over-quarter.
- 6 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2017 and 5 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2017 was Bank of America, an estimated $2M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2017 was Wells Fargo, an estimated $10.8M sold.
Based on aggregated 13F filings for Q2 2017.