First Trust Small Cap Core AlphaDEX Fund
86 hedge funds and large institutions have $267M invested in First Trust Small Cap Core AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 37 increasing their positions, 26 reducing their positions, and 9 closing their positions.
42% more repeat investments, than reductions
Existing positions increased: 37 | Existing positions reduced: 26
22% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 9
1% more funds holding
Funds holding: 85 → 86 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
2.04% less ownership
Funds ownership: 52.13% → 50.09% (-2%)
8% less capital invested
Capital invested by funds: $289M → $267M (-$22.1M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$3.37M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.39M |
| 3 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$1.38M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$1.31M |
| 5 |
MML Investors Services
Springfield,
Massachusetts
|
+$1.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$6.83M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$6.19M |
| 3 |
PFA
Pinnacle Family Advisors
Springfield,
Missouri
|
-$5.87M |
| 4 |
CG
Colony Group
Boston,
Massachusetts
|
-$3.44M |
| 5 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$2.91M |
FYX Hedge Fund Activity: Q1 2018 in Review
86 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2018, worth a combined $267M — down 7.7% from $289M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new FYX positions and 9 closed out — a net gain of 2 holders — while 37 added to existing stakes and 26 trimmed.
The largest buyer was UBS Group, adding an estimated $3.37M. The largest seller was Morgan Stanley, cutting an estimated $6.83M.
- 86 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2018, up from 85 in Q4 2017.
- Funds reported $267M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2018, down 7.7% quarter-over-quarter.
- 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2018 and 9 closed out, a net change of +2 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2018 was UBS Group, an estimated $3.37M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2018 was Morgan Stanley, an estimated $6.83M sold.
Based on aggregated 13F filings for Q1 2018.