First Trust Small Cap Core AlphaDEX Fund
110 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 9 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
100% more first-time investments, than exits
New positions opened: 18 | Existing positions closed: 9
7% more funds holding
Funds holding: 103 → 110 (+7)
2% more capital invested
Capital invested by funds: $300M → $306M (+$6.55M)
0.82% more ownership
Funds ownership: 52.74% → 53.56% (+0.82%)
35% less repeat investments, than reductions
Existing positions increased: 30 | Existing positions reduced: 46
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Peak Capital Management
Greenwood Village,
Colorado
|
+$2.12M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.74M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.19M |
| 4 |
Truist Financial
Charlotte,
North Carolina
|
+$966K |
| 5 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$790K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$6.43M |
| 2 |
Morgan Stanley
New York
|
-$4.2M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$3.61M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$2.42M |
| 5 |
LPL Financial
San Diego,
California
|
-$2.15M |
FYX Hedge Fund Activity: Q4 2019 in Review
110 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2019, worth a combined $306M — up 2.2% from $300M a quarter earlier.
Buyers outnumbered sellers: 18 funds opened new FYX positions and 9 closed out — a net gain of 9 holders — while 30 added to existing stakes and 46 trimmed.
The largest buyer was Peak Capital Management, adding an estimated $2.12M. The largest seller was Royal Bank of Canada, cutting an estimated $6.43M.
- 110 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2019, up from 103 in Q3 2019.
- Funds reported $306M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2019, up 2.2% quarter-over-quarter.
- 18 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2019 and 9 closed out, a net change of +9 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2019 was Peak Capital Management, an estimated $2.12M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $6.43M sold.
Based on aggregated 13F filings for Q4 2019.