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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

110 hedge funds and large institutions have $306M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 9 closing their positions.

Holders
110
Holders Change
+7
Holders Change %
+6.8%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
18
Increased
30
Reduced
46
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Peak Capital Management
Colorado
$7.69M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.82M
3
RJA
3
Raymond James & Associates
Florida
$15.1M
4
Truist Financial
4
Truist Financial
North Carolina
$1.01M
5
AAS
5
Avantax Advisory Services
Texas
$828K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$16.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$33.3M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$21.3M
4
Wells Fargo
4
Wells Fargo
California
$50.2M
5
LPL Financial
5
LPL Financial
California
$15.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CPIG
26
Chicago Partners Investment Group
Illinois
$2.11M +$84.4K +1,282 +4%
IA
27
IFG Advisory
Georgia
$2M +$30.8K +474 +2%
FAAS
28
First Allied Advisory Services
California
$1.99M -$156K -2,412 -7%
UR
29
USCA RIA
Texas
$1.86M +$71.8K +1,106 +4%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$1.82M +$1.82M +28,045 New
FWM
31
Frontier Wealth Management
Missouri
$1.68M -$19.5K -300 -1%
HighTower Advisors
32
HighTower Advisors
Illinois
$1.61M +$137K +2,116 +9%
Goldman Sachs
33
Goldman Sachs
New York
$1.45M – – –
LI
34
LVZ Inc
Michigan
$1.4M +$74.9K +1,153 +6%
Stifel Financial
35
Stifel Financial
Missouri
$1.4M -$127K -1,962 -8%
CAN
36
Cetera Advisor Networks
California
$1.25M -$121K -1,858 -9%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$1.21M -$29.5K -453 -2%
NFG
38
Nations Financial Group
Iowa
$1.05M -$13.3K -205 -1%
Truist Financial
39
Truist Financial
North Carolina
$1.01M +$1.01M +15,540 New
WS
40
Wedbush Securities
California
$942K +$267K +4,118 +40%
CP
41
Camelot Portfolios
Ohio
$919K -$73.3K -1,129 -7%
TFA
42
Teamwork Financial Advisors
Texas
$905K +$905K +13,937 New
TRCT
43
Tower Research Capital (TRC)
New York
$900K -$48.8K -752 -5%
CS
44
Comerica Securities
Michigan
$898K -$83.3K -1,283 -8%
AAS
45
Avantax Advisory Services
Texas
$828K +$828K +12,717 New
SWM
46
SeaCrest Wealth Management
New York
$753K +$198K +3,050 +36%
HSA
47
HBK Sorce Advisory
Pennsylvania
$700K -$30.5K -470 -4%
CFD
48
Creative Financial Designs
Indiana
$639K +$225K +3,463 +54%
AWM
49
AE Wealth Management
Kansas
$603K +$603K +9,286 New
CBFP
50
Cedar Brook Financial Partners
Ohio
$551K -$302K -4,654 -35%
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