We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund
FYX

39 hedge funds and large institutions have $138M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 39 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

57.5% more ownership

Funds ownership: 0% → 57.5% (+57%)

Holders
39
Holders Change
+39
Holders Change %
–
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
39
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
PI
26
Placemark Investments
Illinois
$329K +$322K +8,322 New
SI
27
SII Investments
Wisconsin
$305K +$301K +7,769 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$279K +$272K +7,024 New
OC
29
Oppenheimer & Co
New York
$278K +$272K +7,034 New
SCM
30
Sterneck Capital Management
Missouri
$273K +$267K +6,900 New
AIG
31
American International Group
New York
$240K +$235K +6,070 New
Comerica Bank
32
Comerica Bank
Texas
$219K +$214K +5,523 New
SF
33
Synovus Financial
Georgia
$197K +$193K +4,985 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$171K +$167K +4,314 New
FHC
35
First Heartland Consultants
Missouri
$153K +$149K +3,860 New
BFEC
36
Benjamin F. Edwards & Company
Missouri
$118K +$115K +2,975 New
WA
37
WFG Advisors
Texas
$81K +$79.1K +2,043 New
Citigroup
38
Citigroup
New York
$49K +$48.1K +1,243 New
BTS
39
BB&T Securities
Virginia
$8.4K +$822K +21,243 New
1
2

FYX Hedge Fund Activity: Q2 2013 in Review

39 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2013, worth a combined $138M.

Buyers outnumbered sellers: 39 funds opened new FYX positions and 0 closed out — a net gain of 39 holders — while 0 added to existing stakes and 0 trimmed.

  • 39 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $138M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2013.
  • 39 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +39 holders.

Based on aggregated 13F filings for Q2 2013.