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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

85 hedge funds and large institutions have $181M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
+12
Holders Change %
+16.44%
% of All Funds
1.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
26
Reduced
29
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$5.04M
2
UBS Group
UBS Group
Switzerland
+$2.62M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.68M
4
HC
HNP Capital
New York
+$1.25M
5
LPL Financial
LPL Financial
California
+$1.24M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$9.68M
2
FAIM
Financial Advocates Investment Management
Washington
-$8.41M
3
BFEC
Benjamin F. Edwards & Company
Missouri
-$1.91M
4
GIA
Gladstone Institutional Advisory
Florida
-$1.42M
5
SPC
Sigma Planning Corp
Michigan
-$1.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
51
IFG Advisory
Georgia
$365K -$2.15K -45 -0.6%
IAA
52
Independent Advisor Alliance
North Carolina
$352K +$352K +7,354 New
BSAM
53
Blue Sky Asset Management
Colorado
$325K +$325K +6,794 New
AWM
54
AE Wealth Management
Kansas
$313K +$4.02K +84 +1%
SS
55
Simplicity Solutions
Minnesota
$311K +$2.2K +46 +0.7%
UR
56
USCA RIA
Texas
$292K +$49.8K +1,041 +21%
TWM
57
Titus Wealth Management
California
$268K – – –
DAS
58
Dynamic Advisor Solutions
Arizona
$268K +$30.7K +640 +13%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$257K +$37.3K +781 +17%
IWM
60
IHT Wealth Management
Illinois
$251K -$460K -9,630 -65%
LFAS
61
Level Four Advisory Services
Texas
$248K +$9.59K +198 +4%
BCM
62
Brasada Capital Management
Texas
$247K +$247K +5,161 New
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$229K – – –
1W
64
1776 Wealth
Georgia
$214K +$214K +4,483 New
MPW
65
Monterey Private Wealth
California
$204K +$204K +4,260 New
ASN
66
Advisory Services Network
Georgia
$176K -$2.49K -52 -1%
CFGS
67
Concourse Financial Group Securities
Alabama
$175K +$111K +2,321 +173%
GWM
68
Geneos Wealth Management
Colorado
$116K +$105K +2,200 +995%
TFA
69
Transamerica Financial Advisors
Florida
$73K -$6.33K -132 -8%
Citigroup
70
Citigroup
New York
$68K -$66K -1,388 -49%
SF
71
Synovus Financial
Georgia
$53K +$53K +1,133 New
JPMorgan Chase & Co
72
JPMorgan Chase & Co
New York
$47K – – –
WEC
73
Winslow Evans & Crocker
Massachusetts
$38K +$38K +766 New
US Bancorp
74
US Bancorp
Minnesota
$30K -$45.9K -961 -60%
RIA
75
Realta Investment Advisors
Delaware
$27K – – –
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