USCA RIA’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-6,193	Closed	-$229K	–	459
2020 Q1	$229K	Buy	6,193 +94	+2%	+$3.48K	0.03%	355
2019 Q4	$292K	Buy	6,099 +1,041	+21%	+$49.8K	0.03%	394
2019 Q3	$226K	Buy	+5,058	New	+$226K	0.02%	403