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USCA RIA’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

USCA RIA’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-6,193
Closed -$229K – 459
2020
Q1 		$229K Buy
6,193
+94
+2% +$4.25K 0.03% 355
2019
Q4 		$292K Buy
6,099
+1,041
+21% +$48.3K 0.03% 394
2019
Q3 		$226K Buy
+5,058
New +$232K 0.02% 403

Other funds holding FNY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SL
Savior LLC Wellesley Hills, Massachusetts $34.9M AUM 32.88% 1-Year Est. Return
FHC
First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

USCA RIA's FNY Position: Q2 2020 in Review

USCA RIA sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q2 2020, closing a stake of 6,193 shares — an estimated $229K sold.

USCA RIA first reported a position in FNY in Q3 2019 and held it in 3 quarters. The position peaked at $292K in Q4 2019. 87 funds tracked by Wall St. Rank hold FNY as of Q2 2020.

  • USCA RIA reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q2 2020 after selling out during the quarter.
  • USCA RIA sold 6,193 First Trust Mid Cap Growth AlphaDEX Fund shares in Q2 2020, an estimated $229K.
  • USCA RIA first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2019 and held it in 3 quarters.
  • USCA RIA's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $292K in Q4 2019.
  • 87 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2020.

Based on USCA RIA's 13F filing for Q2 2020, filed 13 Aug 2020.