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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$577K -$33K -496 -5%
CPIG
52
Chicago Partners Investment Group
Illinois
$525K +$25K +375 +5%
CS
53
Comerica Securities
Michigan
$506K -$28K -420 -5%
HighTower Advisors
54
HighTower Advisors
Illinois
$449K +$203K +3,051 +81%
SG
55
StoneX Group
New York
$445K +$183K +2,751 +68%
VFA
56
Voya Financial Advisors
Connecticut
$440K -$209K -3,131 -31%
UR
57
USCA RIA
Texas
$416K -$46.6K -700 -10%
GLA
58
Good Life Advisors
Pennsylvania
$406K +$8.79K +132 +2%
GFPC
59
Global Financial Private Capital
Florida
$403K +$5.26K +79 +1%
BTS
60
BB&T Securities
Virginia
$371K +$4.86K +73 +1%
KWM
61
Kingsview Wealth Management
Oregon
$337K -$183K -2,750 -35%
SWP
62
Stratos Wealth Partners
Ohio
$335K +$20.3K +305 +6%
IC
63
Intersect Capital
California
$327K -$90.4K -1,357 -21%
BW
64
Bison Wealth
Georgia
$321K
CFA
65
Cahill Financial Advisors
Minnesota
$316K -$35.5K -533 -10%
LI
66
LVZ Inc
Michigan
$309K -$4.53K -68 -1%
NWM
67
Northwest Wealth Management
Iowa
$302K
KP
68
Keel Point
Alabama
$290K -$11.3K -170 -4%
SPIA
69
Steward Partners Investment Advisory
New York
$266K +$9.99K +150 +4%
HPC
70
HM Payson & Co
Maine
$264K
CWM
71
Cornerstone Wealth Management
Missouri
$232K +$243K +3,653 New
APA
72
American Portfolios Advisors
New York
$228K +$157K +2,352 +208%
FAIM
73
Financial Advocates Investment Management
Washington
$219K +$10.7K +160 +5%
BAAM
74
Baker Avenue Asset Management
California
$217K -$22.6K -340 -9%
Renaissance Technologies
75
Renaissance Technologies
New York
$209K +$213K +3,200 New