Global Financial Private Capital’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Global Financial Private Capital’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-4,070	Closed	-$235K	–	374
2018 Q4	$235K	Sell	4,070 -1,475	-27%	-$94.3K	0.01%	308
2018 Q3	$397K	Sell	5,545 -671	-11%	-$47.7K	0.01%	415
2018 Q2	$425K	Buy	6,216 +56	+0.9%	+$3.78K	0.01%	403
2018 Q1	$403K	Buy	6,160 +79	+1%	+$5.26K	0.01%	393
2017 Q4	$400K	Buy	6,081 +288	+5%	+$18.4K	0.01%	381
2017 Q3	$358K	Buy	+5,793	New	+$346K	0.01%	379

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Global Financial Private Capital's FNX Position: Q1 2019 in Review

Global Financial Private Capital sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q1 2019, closing a stake of 4,070 shares — an estimated $235K sold.

Global Financial Private Capital first reported a position in FNX in Q3 2017 and held it in 6 quarters. The position peaked at $425K in Q2 2018. 118 funds tracked by Wall St. Rank hold FNX as of Q1 2019.

Global Financial Private Capital reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q1 2019 after selling out during the quarter.
Global Financial Private Capital sold 4,070 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2019, an estimated $235K.
Global Financial Private Capital first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q3 2017 and held it in 6 quarters.
Global Financial Private Capital's First Trust Mid Cap Core AlphaDEX Fund position peaked at $425K in Q2 2018.
118 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2019.

Based on Global Financial Private Capital's 13F filing for Q1 2019, filed 10 May 2019.