Intersect Capital’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Intersect Capital’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-2,970	Closed	-$290K	–	442
2021 Q3	$290K	Hold	2,970	–	–	0.05%	289
2021 Q2	$297K	Hold	2,970	–	–	0.05%	261
2021 Q1	$279K	Hold	2,970	–	–	0.06%	253
2020 Q4	$247K	Buy	+2,970	New	+$225K	0.05%	245
2020 Q1	–	Sell	-4,170	Closed	-$302K	–	174
2019 Q4	$302K	Hold	4,170	–	–	0.1%	130
2019 Q3	$282K	Sell	4,170 -150	-3%	-$10.2K	0.11%	131
2019 Q2	$297K	Hold	4,320	–	–	0.11%	131
2019 Q1	$290K	Hold	4,320	–	–	0.12%	109
2018 Q4	$250K	Hold	4,320	–	–	0.12%	105
2018 Q3	$309K	Sell	4,320 -150	-3%	-$10.7K	0.13%	100
2018 Q2	$306K	Sell	4,470 -532	-11%	-$35.9K	0.15%	96
2018 Q1	$327K	Sell	5,002 -1,357	-21%	-$90.4K	0.17%	87
2017 Q4	$418K	Buy	6,359 +607	+11%	+$38.8K	0.23%	81
2017 Q3	$356K	Buy	+5,752	New	+$344K	0.2%	84

Other funds holding FNX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Intersect Capital's FNX Position: Q4 2021 in Review

Intersect Capital sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2021, closing a stake of 2,970 shares — an estimated $290K sold.

Intersect Capital first reported a position in FNX in Q3 2017 and held it in 14 quarters. The position peaked at $418K in Q4 2017. 159 funds tracked by Wall St. Rank hold FNX as of Q4 2021.

Intersect Capital reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2021 after selling out during the quarter.
Intersect Capital sold 2,970 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2021, an estimated $290K.
Intersect Capital first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q3 2017 and held it in 14 quarters.
Intersect Capital's First Trust Mid Cap Core AlphaDEX Fund position peaked at $418K in Q4 2017.
159 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2021.

Based on Intersect Capital's 13F filing for Q4 2021, filed 14 Feb 2022.