Financial Advocates Investment Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Financial Advocates Investment Management’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,122	Closed	-$695K	–	646
2020 Q2	$695K	Buy	11,122 +78	+0.7%	+$4.46K	0.07%	300
2020 Q1	$532K	Sell	11,044 -6,242	-36%	-$405K	0.08%	266
2019 Q4	$1.25M	Buy	17,286 +753	+5%	+$52.6K	0.13%	178
2019 Q3	$1.12M	Sell	16,533 -1,132	-6%	-$76.8K	0.13%	173
2019 Q2	$1.22M	Buy	17,665 +13,075	+285%	+$888K	0.14%	163
2019 Q1	$308K	Buy	4,590 +813	+22%	+$53.1K	0.04%	357
2018 Q4	$218K	Sell	3,777 -2,694	-42%	-$172K	0.03%	392
2018 Q3	$463K	Buy	6,471 +1,417	+28%	+$101K	0.05%	297
2018 Q2	$346K	Buy	5,054 +1,709	+51%	+$115K	0.04%	339
2018 Q1	$219K	Buy	3,345 +160	+5%	+$10.7K	0.03%	433
2017 Q4	$209K	Buy	+3,185	New	+$204K	0.03%	451

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Financial Advocates Investment Management's FNX Position: Q3 2020 in Review

Financial Advocates Investment Management sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q3 2020, closing a stake of 11,122 shares — an estimated $695K sold.

Financial Advocates Investment Management first reported a position in FNX in Q4 2017 and held it in 11 quarters. The position peaked at $1.25M in Q4 2019. 94 funds tracked by Wall St. Rank hold FNX as of Q3 2020.

Financial Advocates Investment Management reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Financial Advocates Investment Management sold 11,122 First Trust Mid Cap Core AlphaDEX Fund shares in Q3 2020, an estimated $695K.
Financial Advocates Investment Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2017 and held it in 11 quarters.
Financial Advocates Investment Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.25M in Q4 2019.
94 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q3 2020.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.