FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

39 hedge funds and large institutions have $30.5M invested in Flaherty & Crumrine Total Return Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$10.7M
2
Invesco
Invesco
Georgia
$2.24M
3
Koshinski Asset Management
Koshinski Asset Management
Illinois
$602K
4
SPIA
Steward Partners Investment Advisory
New York
$1.79M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
$476K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$0
2
Rockefeller Capital Management
Rockefeller Capital Management
New York
$108K
3
SFS
Sowell Financial Services
Arkansas
$5.65M
4
WP
WealthShield Partners
North Carolina
$0
5
GWM
Geneos Wealth Management
Colorado
$703K
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
26
Whittier Trust
California
$72K – – –
CIA
27
Cascade Investment Advisors
Oregon
$64.7K – – –
WAM
28
Wolverine Asset Management
Illinois
$54K +$54K +2,256 New
CI
29
CX Institutional
Indiana
$52K – – –
ETI
30
Enterprise Trust & Investment
California
$46K – – –
HI
31
Harbour Investments
Wisconsin
$40K +$168 +7 +0.4%
FIA
32
FNY Investment Advisers
New York
$31K +$31K +1,300 New
SA
33
SRH Advisors
Kansas
$24K -$8.02K -334 -25%
LWA
34
Lowe Wealth Advisors
Maryland
$24K +$24K +1,000 New
APA
35
American Portfolios Advisors
New York
$19.2K – – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$10K – – –
Citigroup
37
Citigroup
New York
$10K +$10K +399 New
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$4K – – –
SIA
39
Sit Investment Associates
Minnesota
– -$305K -12,508 Closed
WP
40
WealthShield Partners
North Carolina
– -$59K -2,405 Closed
1
2