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FLC

Flaherty & Crumrine Total Return Fund
FLC

39 hedge funds and large institutions have $30.5M invested in Flaherty & Crumrine Total Return Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

5% more funds holding

Funds holding: 37 → 39 (+2)

2% more capital invested

Capital invested by funds: $30M → $30.5M (+$548K)

0.45% more ownership

Funds ownership: 12.22% → 12.66% (+0.45%)

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$393K
2
Invesco
Invesco
Georgia
+$344K
3
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$302K
4
SPIA
Steward Partners Investment Advisory
New York
+$277K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$237K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$305K
2
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$273K
3
SFS
Sowell Financial Services
Arkansas
-$66.7K
4
WP
WealthShield Partners
North Carolina
-$59K
5
GWM
Geneos Wealth Management
Colorado
-$51.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
WT
26
Whittier Trust
California
$72K – – –
CIA
27
Cascade Investment Advisors
Oregon
$64.7K – – –
WAM
28
Wolverine Asset Management
Illinois
$54K +$54.2K +2,256 New
CI
29
CX Institutional
Indiana
$52K – – –
ETI
30
Enterprise Trust & Investment
California
$46K – – –
HI
31
Harbour Investments
Wisconsin
$40K +$168 +7 +0.4%
FIA
32
FNY Investment Advisers
New York
$31K +$31.2K +1,300 New
SA
33
SRH Advisors
Kansas
$24K -$8.02K -334 -25%
LWA
34
Lowe Wealth Advisors
Maryland
$24K +$24K +1,000 New
APA
35
American Portfolios Advisors
New York
$19.2K – – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$10K – – –
Citigroup
37
Citigroup
New York
$10K +$9.59K +399 New
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$4K – – –
SIA
39
Sit Investment Associates
Minnesota
– -$305K -12,508 Closed
WP
40
WealthShield Partners
North Carolina
– -$59K -2,405 Closed
AWA
41
Arkadios Wealth Advisors
Georgia
– -$7.5K -312 -89%
1
2

FLC Hedge Fund Activity: Q3 2021 in Review

39 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Total Return Fund (FLC) for Q3 2021, worth a combined $30.5M — up 1.8% from $30M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FLC positions and 2 closed out — a net gain of 2 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Bank of America, adding an estimated $393K. The largest seller was Sit Investment Associates, exiting entirely with an estimated $305K sold.

  • 39 institutional investors held Flaherty & Crumrine Total Return Fund (FLC) as of Q3 2021, up from 37 in Q2 2021.
  • Funds reported $30.5M of Flaherty & Crumrine Total Return Fund stock for Q3 2021, up 1.8% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Total Return Fund positions in Q3 2021 and 2 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Total Return Fund buyer in Q3 2021 was Bank of America, an estimated $393K added.
  • The largest Flaherty & Crumrine Total Return Fund seller in Q3 2021 was Sit Investment Associates, an estimated $305K sold.

Based on aggregated 13F filings for Q3 2021.