FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

37 hedge funds and large institutions have $31.3M invested in Flaherty & Crumrine Total Return Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
7
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SPIA
Steward Partners Investment Advisory
New York
+$576K
2
KAS
Kestra Advisory Services
Texas
+$250K
3
AIC
Ameritas Investment Company
Nebraska
+$249K
4
Bank of America
Bank of America
North Carolina
+$68.4K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$49.3K

Top Sellers

1
Invesco
Invesco
Georgia
-$766K
2
NL
NWAM LLC
Washington
-$46.2K
3
PAG
Private Advisor Group
New Jersey
-$46K
4
Morgan Stanley
Morgan Stanley
New York
-$44.4K
5
UBS Group
UBS Group
Switzerland
-$23.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$86K – – –
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$83K – – –
WT
28
Whittier Trust
California
$71K – – –
CIA
29
Cascade Investment Advisors
Oregon
$63.9K – – –
Citigroup
30
Citigroup
New York
$51K +$31.4K +1,325 +160%
SA
31
SRH Advisors
Kansas
$39K – – –
APA
32
American Portfolios Advisors
New York
$19.2K – – –
Fifth Third Bancorp
33
Fifth Third Bancorp
Ohio
$9K – – –
WC
34
Westwind Capital
New Mexico
$7K -$2.07K -90 -23%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$4K +$4K +150 New
AWA
36
Arkadios Wealth Advisors
Georgia
$2K +$2K +96 New
Barclays
37
Barclays
United Kingdom
– -$2K -110 Closed
1
2