FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

28 hedge funds and large institutions have $30.1M invested in Flaherty & Crumrine Total Return Fund in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
5
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$5.98M
2
GWM
Geneos Wealth Management
Colorado
$1.42M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$346K
4
Ameriprise
Ameriprise
Minnesota
$1.38M
5
Wells Fargo
Wells Fargo
California
$802K

Top Sellers

1
LPL Financial
LPL Financial
California
$2.8M
2
Invesco
Invesco
Georgia
$3.35M
3
Cohen & Steers
Cohen & Steers
New York
$2.38M
4
GC
Guggenheim Capital
Illinois
$1.35M
5
YMRC
Yorktown Management & Research Company
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
26
Fifth Third Bancorp
Ohio
$9K – – –
NFG
27
Next Financial Group
Texas
$7K – – –
PCM
28
Penserra Capital Management
California
$2K – – –
YMRC
29
Yorktown Management & Research Company
Virginia
– -$747K -36,824 Closed
AIG
30
American International Group
New York
– -$72K -3,565 Closed
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
– -$46K -2,258 Closed
TRCT
32
Tower Research Capital (TRC)
New York
– -$4K -218 Closed
1
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