FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

28 hedge funds and large institutions have $33.5M invested in Flaherty & Crumrine Total Return Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
6
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
National Planning Corporation
California
$1.96M
2
Bank of America
Bank of America
North Carolina
$2.42M
3
Ameriprise
Ameriprise
Minnesota
$414K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$298K
5
Creative Planning
Creative Planning
Kansas
$49K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$5.38M
2
WAM
Wolverine Asset Management
Illinois
$0
3
COLIM
City of London Investment Management
United Kingdom
$310K
4
Invesco
Invesco
Georgia
$4.76M
5
LPL Financial
LPL Financial
California
$2.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
26
Fifth Third Bancorp
Ohio
$8K – – –
BIM
27
BlackRock Investment Management
Delaware
$5K +$5K +250 New
Citigroup
28
Citigroup
New York
$1K +$1K +72 New
WAM
29
Wolverine Asset Management
Illinois
– -$424K -21,528 Closed
1
2