FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

Back to rankings

29 hedge funds and large institutions have $7.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
7
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$575K
2
Morgan Stanley
2
Morgan Stanley
New York
$1.2M
3
AC
3
Almitas Capital
California
$134K
4
LPL Financial
4
LPL Financial
California
$1.56M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$176K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$184K
2
NRW
2
Nova R Wealth
Kansas
$99K
3
FHA
3
Flagship Harbor Advisors
Massachusetts
$409K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$507K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$839K
Name Holding Trade Value Shares
Change 		Shares
Change %
LC
26
Lindbrook Capital
California
$14K – – –
HI
27
Harbour Investments
Wisconsin
$11K – – –
UBS Group
28
UBS Group
Switzerland
$8K +$8K +2,941 New
APA
29
American Portfolios Advisors
New York
$1.73K – – –
UB
30
UMB Bank
Missouri
– -$6K -1,930 Closed
1
2