FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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29 hedge funds and large institutions have $8.72M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
7
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Nomura Holdings
1
Nomura Holdings
Japan
$240K
2
Morgan Stanley
2
Morgan Stanley
New York
$669K
3
LPL Financial
3
LPL Financial
California
$1.13M
4
WAM
4
Wolverine Asset Management
Illinois
$327K
5
LCM
5
Landscape Capital Management
New Jersey
$98K

Top Sellers

1
MIAN
1
Mariner Independent Advisor Network
Kansas
$0
2
SFS
2
Shaker Financial Services
Virginia
$354K
3
CAG
3
Csenge Advisory Group
Florida
$0
4
FIA
4
FNY Investment Advisers
New York
$0
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
26
Harbour Investments
Wisconsin
$14K – – –
FFWM
27
Future Financial Wealth Management
Ohio
$13K +$13K +3,200 New
Bank of America
28
Bank of America
North Carolina
$3K -$406 -85 -12%
APA
29
American Portfolios Advisors
New York
$2.47K – – –
MIAN
30
Mariner Independent Advisor Network
Kansas
– -$215K -54,133 Closed
CAG
31
Csenge Advisory Group
Florida
– -$103K -25,842 Closed
FIA
32
FNY Investment Advisers
New York
– -$92K -23,180 Closed
ADL
33
Asset Dedication LLC
California
– -$17K -4,182 Closed
1
2