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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

25 hedge funds and large institutions have $7.65M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2021 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.33% less ownership

Funds ownership: 15.51%13.18% (-2.3%)

7% less funds holding

Funds holding: 2725 (-2)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

14% less capital invested

Capital invested by funds: $8.89M → $7.65M (-$1.24M)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
26
Relative Value Partners Group
-$899K -225,308 Closed
WAM
27
Wolverine Asset Management
Illinois
-$323K -81,166 Closed
LCM
28
Landscape Capital Management
New Jersey
-$43K -10,745 Closed
WW
29
Waterfront Wealth
Kansas
-$42K -10,403 Closed

FGB Hedge Fund Activity: Q2 2021 in Review

25 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q2 2021, worth a combined $7.65M — down 14% from $8.89M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FGB and 2 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 9 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $253K. The largest seller was Relative Value Partners Group, exiting entirely with an estimated $899K sold.

  • 25 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q2 2021, down from 27 in Q1 2021.
  • Funds reported $7.65M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q2 2021, down 14% quarter-over-quarter.
  • 2 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q2 2021 and 4 closed out, a net change of -2 holders.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q2 2021 was Shaker Financial Services, an estimated $253K added.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q2 2021 was Relative Value Partners Group, an estimated $899K sold.

Based on aggregated 13F filings for Q2 2021.