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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LFG
126
Larson Financial Group
Missouri
$14K – – –
AF
127
Allworth Financial
California
$13K +$56 +1 +0.5%
SFS
128
Sowell Financial Services
Arkansas
$10K -$18.2K -328 -66%
CAPTRUST Financial Advisors
129
CAPTRUST Financial Advisors
North Carolina
$8K +$7.73K +139 New
CFA
130
Carroll Financial Associates
North Carolina
$7K – – –
PFBT
131
Parkside Financial Bank & Trust
Missouri
$6K – – –
AA
132
AlphaMark Advisors
Kentucky
$5K – – –
TFA
133
Transamerica Financial Advisors
Florida
$4K -$65.9K -1,185 -95%
OPS
134
Orion Portfolio Solutions
Nebraska
$1K -$2.72K -49 -73%
BS
135
Banco Santander
Spain
– -$5.49M -115,281 Closed
First Trust Advisors
136
First Trust Advisors
Illinois
– -$3.03M -63,673 Closed
PWA
137
Peterson Wealth Advisors
Utah
– -$730K -15,319 Closed
GSWM
138
Golden State Wealth Management
California
– -$473K -9,938 Closed
BCM
139
Breiter Capital Management
Florida
– -$414K -8,694 Closed
Neuberger Berman Group
140
Neuberger Berman Group
New York
– -$369K -7,750 Closed
TSS
141
Two Sigma Securities
New York
– -$367K -7,706 Closed
UR
142
USCA RIA
Texas
– -$330K -6,922 Closed
PFA
143
Plotkin Financial Advisors
Maryland
– -$222K -4,662 Closed
AIC
144
Ameritas Investment Company
Nebraska
– -$134K -2,808 Closed
WAP
145
Wealthcare Advisory Partners
Pennsylvania
– -$85K -1,786 Closed
SF
146
Synovus Financial
Georgia
– -$64K -1,357 Closed
NFG
147
Next Financial Group
Texas
– -$56K -1,170 Closed
VFA
148
Valeo Financial Advisors
Indiana
– -$45K -860 Closed
BCA
149
Berman Capital Advisors
Georgia
– -$31K -666 Closed
AWA
150
Arkadios Wealth Advisors
Georgia
– -$30.5K -641 Closed